SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 240 …

SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 240 Release No. 34-93784; File No. S7-32-10 RIN 3235-AK77 Prohibition Against Fraud, Manipulation, or Deception in Connection with Security-Based Swaps; Prohibition against Undue Influence over Chief Compliance Officers; Position Reporting of Large Security-Based Swap Positions AGENCY: SECURITIES and EXCHANGE COMMISSION . ACTION: Proposed rules. SUMMARY: The SECURITIES and EXCHANGE COMMISSION ( SEC or COMMISSION ) is re-proposing for comment a rule under the SECURITIES EXCHANGE Act of 1934 ( EXCHANGE Act ), which would be a new rule designed to prevent fraud, manipulation, and deception in connection with effecting transactions in, or inducing or attempting to induce the purchase or sale of, any securit

Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd- ... VII” in this release are to Subtitle B of Title VII of the Dodd-Frank Act. 2 See, e.g., Regulation SBSR—Reporting and Dissemination of Security-Based Swap Information, Exchange Act Release No. 74244 (Feb. 11, 2015), 80 FR 14563 (Mar. 19, ...

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