Transcription of Securities Industry Essentials
{{id}} {{{paragraph}}}
Example: bankruptcy
Securities Industry Essentials
Learning GuideSecurities Industry EssentialsSIEv13 SIE On-Demand Learning Guide 1 | How to Use This Learning Guide As the instructor presents the material through the On-Demand lecture, use this Learning Guide to take notes, answer questions, and complete activities. Once the On-Demand program is complete, this Learning Guide can be used as an ongoing resource. Breakdown of the SIE Exam 75 multiple choice questions plus 10 unscored items (85 total) 1 hour and 45 minutes to complete the SIE Examination Minimum required passing score is 70% Function # of Questions 1. Knowledge of Capital Markets (Covered in Chapters 1, 2, 11, and 19) 12 (16% of exam) 2. Understanding Products and their Risks (Covered in Chapters 3, 4, 5, 7, 8, 9, 10, and 20) 33 (44% of exam) 3.
Securities Industry Essentials SIE v13. SIE On-Demand Learning Guide . 1 stcusa.com | 800.782.1223 . ... services industry. and the CBOE. 3 THE SECURITIES INVESTORS PROTECTION CORPORATION Learn how the SIPC protects customers of broker -dealers. 4 . SELF - REGULATORY ORGANIZATIONS .
Tags:
Information
Domain:
Source:
Link to this page:
Please notify us if you found a problem with this document: