Transcription of SMALL ENTITY COMPLIANCE GUIDE FOR BROKER …
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SMALL ENTITY COMPLIANCE GUIDE FOR BROKER OPERATIONS 49 CFR 371 and Other Applicable Regulations and Statutes January 31, 2012 2 NOTICE SMALL ENTITY COMPLIANCE Guides are prepared pursuant to Section 212 of the SMALL business Regulatory Enforcement Fairness Act of 1996 ( SBREFA ), Pub. L. 104-121. The statements in this document are intended solely as guidance to aid in complying with the associated rule. The material contained in this document is neither mandatory nor regulatory in nature and does not constitute a regulation.
Small Entity Compliance Guides are prepared pursuant to Section 212 of the Small Business Regulatory Enforcement Fairness Act of 1996 (“SBREFA”), Pub. L. 104-121. The statements in this document are intended solely as guidance to aid in …
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