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The DFSA Rulebook

AML/VER18/09-21 The DFSA Rulebook Anti-Money Laundering, Counter-Terrorist Financing and Sanctions Module (AML) Anti-Money Laundering, Counter-Terrorist Financing and Sanctions Module (AML) AML/VER18/09-21 Contents The contents of this module are divided into the following chapters, sections and appendices: 1 INTRODUCTION .. 3 Application .. 3 Responsibility for compliance with this module .. 3 Application table .. 4 2 OVERVIEW AND PURPOSE OF THE MODULE .. 5 3 INTERPRETATION AND TERMINOLOGY .. 9 Interpretation .. 9 Glossary for AML .. 9 4 APPLYING A RISK-BASED APPROACH.

and effective AML/CTF and sanctions compliance culture for the business. ... proportionate in light of the AML risks. The DFSA expects the RBA to determine the breadth ... customer under chapter 7, though the DFSA understands that there is an inevitable overlap between the risk-based assessment of the customer in chapter 6 and CDD in chapter 7 ...

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