Transcription of Transfer Agent Overview - Computershare
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Transfer Agent Overview - Computershare
Transfer Agent Overviewcertaintyingenuityadvantage 2 > ComputershareTransfer Agent OverviewContentsExecutive summary 3 What is stock? 3 Registered and beneficial shareholders 4 Recordkeeping and the Transfer Agent 5 Transfer Agent regulations 5 Book entry and printed certificates 7 Dividends 7 Dividend reinvestment plans (DRP) and direct stock purchase plans (DSPP) 7 Waiver plans 8 Transferring shares 8 Lost certificates 8 Sales of shares 8 The Depository Trust Company (DTC) 8 Fast Automated Securities Transfer (FAST) system 9 Deposit or withdrawal by Custodian (DWAC) 9 Direct Registration System (DRS) 9 Lost shareholders, abandoned property and escheatment 9 Unclaimed property audits 10 Corporate actions 10 Annual meetings 11 Proxy materials 11 Proxy statement 11 Proxy card and other voting mechanisms 11 Notice and access 12 Delivery of proxy materials 12 Full-set mailing 12 Notice-only mailing 13 Fulfillment requests for notice-only mailings 13 Hybrid notice and access models 13 Delivery preferences and electronic delivery 13 Householding 13 Proxy solicitation 14 Vote tabulation 14 Section 16 form
Deposit or Withdrawal by Custodian (DWAC) 9 Direct Registration System (DRS) 9 Lost shareholders, abandoned property and escheatment 9 ... such as employee stock purchase plans, stock options and company awards, may require insurance. ... an issuer in-house. However, in most corporations with widely held
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