Exchange Commission 17 Cfr
Found 3 free book(s)
SECURITIES AND EXCHANGE COMMISSION 17 CFR PARTS …
www.sec.govSECURITIES AND EXCHANGE COMMISSION 17 CFR PARTS 211, 231 and 241 [Release Nos. 33-9106; 34-61469; FR-82] Commission Guidance Regarding Disclosure Related to Climate Change AGENCY: Securities and Exchange Commission. ACTION: Interpretation. SUMMARY: The Securities and Exchange Commission (“SEC” or “Commission”) is
SECURITIES AND EXCHANGE COMMISSION RIN 3235-AM35 …
www.sec.govThe Commission is also adopting amendments to rules 17 CFR 240.17a-3 and 17 CFR 240.17a-4 to establish new record-making and recordkeeping requirements for broker-dealers with respect to certain information collected from or provided to retail customers.
Revised Endorsement Guides - Federal Trade Commission
www.ftc.govFederal Trade Commission for the guidance of the public in conducting its affairs in conformity with legal requirements. Specifically, the Guides address the application of Section 5 of the FTC Act (15 U.S.C. 45) to the use of endorsements and …