Search results with tag "17 cfr"
SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 210, …
www.sec.gov17 CFR Parts 210, 229, 230, 232, 239, 240, 249, and 270 [Release Nos. 33-11048; 34-94546; IC-34549; File No. S7-13-22] ... 229.1610 (Subpart 1600 of Regulation S-K), new 17 CFR 230.140a (Securities Act Rule 140a), 4. new 17 CFR 230.145a (Securities Act Rule 145a), and new 17 CFR 270.3a-10 (Investment Company Act Rule 3a-10). We are also ...
SECURITIES AND EXCHANGE COMMISSION RIN 3235-AM35 …
www.sec.govThe Commission is also adopting amendments to rules 17 CFR 240.17a-3 and 17 CFR 240.17a-4 to establish new record-making and recordkeeping requirements for broker-dealers with respect to certain information collected from or provided to retail customers.
hours per response . 2,326.62 FORM 10-K - SEC.gov | HOME
www.sec.gov240.13a-10) or Rule 15d-10 (17 CFR 240.15d-10) applicable when the registrant changes its fiscal year end. (4) Notwithstanding paragraphs (2) and (3) of this General Instruction A., all schedules required by Article 12 of Regulation S-X (17 CFR 210.12-01 -210.12-29) may, at the option of the registrant, be filed as an amendment to
Interim final rule: Holding Foreign Companies Accountable ...
www.sec.govregister with the PCAOB. The term “accountant’s report” is defined in 17 CFR 210.1-02(a)(1) (Rule 1-02(a)(1) of Regulation S-X) in regard to financial statements as a document in which an independent public or certified public accountant indicates the scope of the audit (or examination) which the accountant has made and sets
SUPPLIER CERTIFICATION OF COMPLIANCE WITH …
www.iatricmfg.comSUPPLIER CERTIFICATION OF COMPLIANCE WITH THE U.S. CONFLICT MINERALS LAW (DODD-FRANK ACT) US Conflict Minerals Law (Securities and Exchange Commission, 17 CFR Parts 240 and 249b, Release No. 34-
Final Rule: Interactive Data to Improve Financial …
www.sec.govSECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 229, 230, 232, 239, 240 and 249 [Release Nos. 33-9002; 34-59324; 39-2461; IC-28609; File No. S7-11-08]