Search results with tag "Securities and exchange commission"
UNITED STATES SECURITIES AND EXCHANGE COMMISSION …
www.ibm.comsecurities and exchange commission washington, dc 20549 form 10 - q quarterly report pursuant to section 13 or 15(d) of the securities exchange act of 1934 for the quarter ended september 30, 2018 1-2360 (commission file number) international business machines corporation
FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE …
berkshirehathaway.comunited states securities and exchange commission washington, d.c. 20549 (mark one) ☒ quarterly report pursuant to section 13 or 15(d) of the securities exchange act of 1934 for the quarterly period ended march 31, 2021 or ☐ transition report pursuant to section 13 or 15(d) of the securities exchange act of 1934
Final Rule: Publication or Submission of Quotations ...
www.sec.govThe Securities and Exchange Commission (the “SEC” or the “Commission”) is adopting amendments to Rule 15c2-11 (the “Rule”) under the Securities Exchange Act of 1934 (the “Exchange Act”), which governs the publication of quotations for securities in a quotation medium other than a national securities exchange, i.e., over-the ...
REPUBLIC ACT N 11232 - Securities and Exchange …
www.sec.gov.phCODE OF THE PHILIPPINES ... Sale, lease, exchange, mortgage, pledge, or other disposition of all or substantially all of the corporate property; ... and conditions shall be effective upon filing of a certificate thereof with the Securities and Exchange Commission, hereinafter referred to as the “Commission”. ...
UNITED STATES SECURITIES AND EXCHANGE …
www.sec.govthese filing numbers (for the Investment Company Act registration and/or the Securities Act registration, respectively) have already been assigned by the Securities and Exchange Commission (“Commission”). Form N-2 is to be used by closed-end management investment companies, except
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
www.broadwayfederalbank.comUNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
UNITED STATES SECURITIES AND EXCHANGE COMMISSION ...
www.berkshirehathaway.comUNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2018
IOSCO consults on lessons learned from the operational ...
www.iosco.orgthe U.S. Commodity Futures Trading Commission and U.S. Securities and Exchange Commission). The Chair of the European Securities and Markets Authority and the Chair of IOSCO´s Affiliate Members Consultative Committee are also observers. 3. The Growth and Emerging Markets (GEM) Committee is the largest committee within
UNITED STATES SECURITIES AND EXCHANGE COMMISSION ...
www.sec.govsecurities and exchange commission. washington, dc 20549. form wb-app. application for award for original information submitted. pursuant to section 21f of the securities exchange act of 1934. omb approval. omb number
BlackRock Securities Lending
www.blackrock.comA: Securities lending is a well-established activity and is subject to regulation. The U.S. Securities and Exchange Commission (SEC) is the primary regulator of securities lending activities for mutual funds. SEC rules and guidance govern who can borrow or lend, what types of collateral are acceptable, the levels of collateral, and the reasons
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
www.westpac.com.au(for the purpose of filing with the United States Securities and Exchange Commission) Form 20-F cross-reference index 20-F item number and description Page
EXHIBIT B AGREEMENT FOR MARKET DATA DISPLAY …
www.tdameritrade.comNov 01, 2013 · A “Securities Professional” includes an individual who, if working in the United States, is: (a) registered or qualified with the Securities and Exchange Commission (the "SEC"), the Commodities Futures Trading Commission, any state securities agency, any securities exchange or association, or any commodities or futures
Food and Drug Administration
www.fda.gov.phRepublic of the Philippines Department of Health FOOD AND DRUG ADMINISTRATION ... of Registration issued by the Securities and Exchange Commission (SEC) and Articles of Incorporation (c) For cooperative - Certificate of Registration issued by the ... Book I of the implementing rules and regulations of Republic Act No. 9711, FDA and its Regional ...
City of New York Health and Human Services
www1.nyc.govU.S. Securities and Exchange Commission for compiling financial statements. Health and Human Service (HHS) Accelerator Document Vault: A secure, web-based filing cabinet that enables organizations to easily access, store and share documents with the City of New York and its delegate Agencies.
Before the SECURITIES AND EXCHANGE COMMISSION …
www.sec.govUNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION INVESTMENT ADVISERS ACT OF 1940 Release No. 3671 / September 18, 2013
IATF Resolution No. 106-B - Official Gazette
www.officialgazette.gov.phMar 28, 2021 · Philippines-Philippine Genome Center (UP-PGC), and the University of the Philippines-National ... Sentral ng Pilipinas, Securities and Exchange Commission, Philippine Stock Exchange, Philippine ... of Republic Act No. 11332, otherwise known as the Mandatory Reporting of Notifiable Diseases and Health Events of Public
YOUR BENEFIT PLAN US Securities and Exchange Commission
secselect.ltcpartners.comUS Securities and Exchange Commission . Metropolitan Life Insurance Company 200 Park Avenue, New York, New York 10166 . CERTIFICATE OF INSURANCE Metropolitan Life Insurance Company (“MetLife”), a stock company, certifies that You are insured for the
UNITED STATES SECURITIES AND EXCHANGE COMMISSION ...
www.willislease.comMay 18, 2011 · amended (the “Exchange Act”), or incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as expressly set forth by specific reference in such a filing.
MEMORANDUM CIRCULAR NO. f TO ALL CONCERNED …
www.sec.gov.phSecurities and Exchange Commission PHILIPPINES MEMORANDUM CIRCULAR NO. _f_ Series of 2017 TO SUBJECT ALL CONCERNED CONSOLIDATED SCHEDULE OF FEES AND CHARGES
CHAPTER 6 GOVERNMENT AGENCIES INVOLVED
www.tourism.gov.ph6.1 Securities and Exchange Commission (SEC) The SEC is the government agency responsible for the registration, licensing, regulation and supervision of all corporations and partnerships organized in the Philippines, including foreign corporations licensed to engage in business or to establish branch offices in the Philippines.
(To be filled out by BIR) 1905 - RCBC
www.rcbc.com1. Photocopy of the Securities and Exchange Commission (SEC) Certificate of Filing of Amended By-Laws showing the change in accounting period. D. Change/Add Registered Activity/Line of Business 1. Photocopy of Amended Mayor’s Permit or SEC Certificate of Registration if applicable; and 2.
BEING LGBT IN ASIA: THE PHILIPPINES COUNTRY REPORT
www.usaid.govSEC Philippine Securities and Exchange Commission SEO Search Engine Optimization SHC Social Hygiene Clinic SHINE Social Health of Inter-Ethnic LGBT Networks for Empowerment (SHINE) SOCCSKSARGEN SMS Short Message Service SOGI Sexual Orientation and Gender Identity SPA Special Power of Attorney STI Sexually Transmitted Infections SW Sex Worker
Corporation Code (1980) Revised Corporation Code (2019)
www.sec.gov.phRepublic Act No. 11232 Section 1. Title of the Code. ... – This Code shall be known as the “Revised Corporation Code of the Philippines”. Section 2. Corporation defined. – A corporation is an artificial being created by operation of law, having the right of ... certificate thereof with the Securities and Exchange Commission.
SECURITIES AND EXCHANGE COMMISSION 17 CFR Part …
www.sec.govSECURITIES AND EXCHANGE COMMISSION 17 CFR Part 275 [Release No. IA-3220; File No. S7-25-10] RIN 3235-AK66 Family Offices AGENCY: Securities and Exchange Commission. ACTION: Final rule. SUMMARY: The Securities and Exchange Commission (the “Commission”) is adopting a rule to define “family offices” that will be excluded from the definition of an
SECURITIES AND EXCHANGE COMMISSION 10876; 34 …
www.sec.gov1 . SECURITIES AND EXCHANGE COMMISSION . 17 CFR Part 210 [Release No. 33-10876; 34-90210; FR-88; IA-5613; IC-34052; File No. S7-26-19] . RIN: 3235-AM63 . Qualifications of Accountants . AGENCY: Securities and Exchange Commission. ACTION: Final rule. SUMMARY: The Securities and Exchange Commission (“Commission” or “SEC”) is …
Securities and SEC MEMORANDUM CIRCULAR NO. SUBJECT ...
www.sec.gov.phsecurities and exchange commission sec memorandum circular no. 6 series of 2020 to all concerned subject : guidelines on the attendance and participation of directors, trustees, stockholders, members, and other persons of corporations in regular and special meetings through teleconferencing, video conferencing and other remote or electronic
SECURITIES AND EXCHANGE COMMISSION (Release No. 34- …
www.sec.govnotice is hereby given that on April 10, 2014, NASDAQ OMX BX, Inc. ( BX or Exchange ) filed with the Securities and Exchange Commission ( SEC or Commission ) the proposed rule change as described in Items I, II, and III, below, which Items
Securities and Exchange Commission - GPO
www.gpo.govSecurities and Exchange Commission, 100 F Street NE., Washington, DC 20549. SUPPLEMENTARY INFORMATION: We are proposing to rescind Industry Guide 7 1 under the Securities Act 2 and the Exchange Act,3 amend section 102 of Regulation S–K,4 add new exhibit (96) to Item 601 of Regulation S–K,5 add new
SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts …
www.sec.gov• Send paper comments to Secretary, Securities and Exchange Commission, 100 F Street NE, Washington, DC 20549-1090. All submissions should refer to File Number S7-02-22. This file number should be included on the subject line if e-mail is used. To help the Commission process and review your comments more efficiently, please use only one method.
Securities and Exchange Commission - GPO
www.gpo.govVol. 79 Wednesday, No. 185 September 24, 2014 Part II Securities and Exchange Commission 17 CFR Parts 229, 230, 232, et al. Asset-Backed Securities Disclosure and Registration; Final Rule
SECURITIES AND EXCHANGE COMMISSION - s21.q4cdn.com
s21.q4cdn.comsecurities and exchange commission washington, d.c. 20549 form 10-q x quarterly report pursuant to section 13 or 15(d) of the securities exchange act of 1934 for the quarterly period ended july 1, 2018 or transition report pursuant to section 13
SECURITIES AND EXCHANGE COMMISSION - NYSE
www.nyse.comthe Securities Exchange Act of 1934 (“Exchange Act”)1 and Rule 19b-4 thereunder,2 a proposed rule change to amend the NYSE Listed Company Manual (the “Manual”) to require listed companies to provide notice to the Exchange at least ten minutes before making any public
SECURITIES AND EXCHANGE COMMISSION - petron.com
www.petron.comRepublic of the Philippines and was registered with the Philippine Securities and Exchange Commission (SEC) on December 22, 1966. On September 13, 2013, the SEC approved the extension of the corporate term of Petron until December 22, 2066. Top Frontier Investment
Securities and Exchange Commission
www.sba.gov3. will provide training for the . U.S. Securities and Exchange Commission . contracting officers and small business specialists, on the SBA's 8(a) BD
SECURITIES AND EXCHANGE COMMISSION 17 CFR Part …
www.sec.gov• Send paper comments to Vanessa A. Countryman, Secretary, Securities and Exchange Commission, 100 F Street NE, Washington, DC 205491090.- All submissions should refer to File Number S7-32-10. This file number should be included on the subject line if email is used. To help us process and review your comments more
SECURITIES AND EXCHANGE COMMISSION - SEC.gov
www.sec.govOccidental Petroleum Corporation 10889 Wilshire Boulevard Los Angeles, CA 90024 Re: Occidental Petroleum Corporation ... andrequired Social Security payments." ... Securities and Exchange Commission December 21, 2009 Page 4 . Also attached are copies of …
Securities and Exchange Commission §240.15c2–12
www.foley.com343 Securities and Exchange Commission §240.15c2–12 each of at least 12 days within the pre-vious 30 calendar days, with no more than 4 business days in succession
SECURITIES AND EXCHANGE COMMISSION - petron.com
www.petron.comregistered with the Philippine Securities and Exchange Commission (SEC) on December 2 On 2, 1966. September 13, 2013, the SEC approved the extension of the corporate term of Petron until December 22, 2066. Top Frontier Investment Holdings, Inc. (Top Frontier) is the Parent Company of …
SECURITIES AND EXCHANGE COMMISSION,
www.courthousenews.comExchange Act, 15 U.S.C. § 78o(b)(6)(B), by, without the consent of the Commission, willfully becoming or associating with a broker or dealer in contravention of a Commission order that bars Goldman from acting as or associating with a broker or dealer.
SECURITIES AND EXCHANGE COMMISSION
s26.q4cdn.comimpact of any future acquisitions, mergers, dispositions, joint ventures or investments. Additional Information Unless the context otherwise requires, all references in this Annual Report on Form 10-K to “we,” “us,” “our,” “our company,” “Unity,” and “Unity Technologies” refer to Unity Software Inc. and its
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