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Securities and exchange commission

Found 29 free book(s)
UNITED STATES SECURITIES AND EXCHANGE COMMISSION

UNITED STATES SECURITIES AND EXCHANGE COMMISSION

ttengines.com

united states securities and exchange commission washington d.c. 20549 form 10-k [x] annual report pursuant to section 13 or 15(d) of the securities exchange act of 1934 for the fiscal year ended august 31, 2018 [ ] transition report pursuant to section 13 or 15(d) of the securities exchange act of 1934

  Commission, Securities, Exchange, Securities and exchange commission, Securities exchange

UNITED STATES SECURITIES AND EXCHANGE COMMISSION  …

UNITED STATES SECURITIES AND EXCHANGE COMMISSION

www.ibm.com

securities and exchange commission washington, dc 20549 form 10 - q quarterly report pursuant to section 13 or 15(d) of the securities exchange act of 1934 for the quarter ended september 30, 2018 1-2360 (commission file number) international business machines corporation

  Commission, Securities, Exchange, Securities and exchange commission, Securities exchange

UNITED STATES SECURITIES AND EXCHANGE COMMISSION

UNITED STATES SECURITIES AND EXCHANGE COMMISSION

www.broadwayfederalbank.com

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

  Commission, Securities, Exchange, Securities and exchange commission, Securities exchange

UNITED STATES SECURITIES AND EXCHANGE COMMISSION ...

UNITED STATES SECURITIES AND EXCHANGE COMMISSION ...

hollysys.investorroom.com

Jun 30, 2018 · 1 united states securities and exchange commission washington, d.c. 20549 form 20-f (mark one) registration statement pursuant to section 12(b) or (g)of the securities exchange act of 1934

  Commission, Securities, Exchange, Securities and exchange commission, Securities exchange

About the Securities and Exchange Commission

About the Securities and Exchange Commission

www.seczambia.org.zm

obtain an appropriate licence from the Securities and Exchange Commission [SEC]. SEC, established under the said Act as the regulator and supervisor of the capital markets and securities industry in Zambia, is the licensing authority for capital markets and securities businesses

  Commission, Securities, Exchange, Securities and exchange commission

UNITED STATES SECURITIES AND EXCHANGE COMMISSION …

UNITED STATES SECURITIES AND EXCHANGE COMMISSION

www.ibm.com

united states securities and exchange commission washington, dc 20549 form 10 - q quarterly report pursuant to section 13 or 15(d) of the securities exchange act of 1934

  United, States, Commission, Securities, Exchange, United states securities and exchange commission, Securities exchange

UNITED STATES OF AMERICA SECURITIES AND EXCHANGE ...

UNITED STATES OF AMERICA SECURITIES AND EXCHANGE ...

cipperman.com

The Securities and Exchange Commission (“Commission”) deems it appropriate and in the public interest that public administrative and cease-and-desist proceedings be, and hereby are, instituted pursuant to Section 8A of the Securities Act of 1933 (“Securities Act”) and Sections

  Commission, Securities, Exchange, Securities and exchange, Securities and exchange commission

UNITED STATES SECURITIES AND EXCHANGE COMMISSION ...

UNITED STATES SECURITIES AND EXCHANGE COMMISSION ...

fintools.com

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 1O-K (Mark One) For the fiscal year ended December 31, 2009

  Commission, Securities, Exchange, Securities and exchange commission

UNITED STATES SECURITIES AND EXCHANGE COMMISSION

UNITED STATES SECURITIES AND EXCHANGE COMMISSION

www.westpac.com.au

(for the purpose of filing with the United States Securities and Exchange Commission) Form 20-F cross-reference index 20-F item number and description Page

  Commission, Securities, Exchange, Securities and exchange commission

YOUR BENEFIT PLAN US Securities and Exchange Commission

YOUR BENEFIT PLAN US Securities and Exchange Commission

secselect.ltcpartners.com

US Securities and Exchange Commission . Metropolitan Life Insurance Company 200 Park Avenue, New York, New York 10166 . CERTIFICATE OF INSURANCE Metropolitan Life Insurance Company (“MetLife”), a stock company, certifies that You are insured for the

  Commission, Securities, Exchange, Securities and exchange commission

SUPREME COURT OF THE UNITED STATES

SUPREME COURT OF THE UNITED STATES

www.supremecourt.gov

The Securities and Exchange Commission (SEC or Commission) has statutory authority to enforce the nation’s securities laws. One way it can do so is by instituting an administrative proceeding against an alleged wrongdoer. Typically, the Commission delegates the task of

  Commission, Securities, Exchange, Securities and exchange commission

UNITED STATES SECURITIES AND EXCHANGE COMMISSION ...

UNITED STATES SECURITIES AND EXCHANGE COMMISSION ...

www.willislease.com

May 18, 2011 · amended (the “Exchange Act”), or incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as expressly set forth by specific reference in such a filing.

  Commission, Securities, Exchange, Securities and exchange commission

UNITED STATES SECURITIES AND EXCHANGE COMMISSION

UNITED STATES SECURITIES AND EXCHANGE COMMISSION

www.phihelico.com

Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to …

  Commission, Securities, Exchange, Securities and exchange commission, Securities exchange

SECURITIES & EXCHANGE COMMISSION

SECURITIES & EXCHANGE COMMISSION

associated-capital-group.com

GCIA is an investment adviser registered with the Securities and Exchange Commission under the Investment Advisers Act of 1940, as amended. We provide our institutional research and underwriting services through G.research, LLC (“G.research”), an indirect

  Commission, Securities, Exchange, Securities and exchange commission, Exchange commission

SECURITIES AND EXCHANGE COMMISSION Form 10-Q

SECURITIES AND EXCHANGE COMMISSION Form 10-Q

www.unitcorp.com

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q [x] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2018 OR [ ] TRANSITION REPORT PURSUANT TO …

  Commission, Securities, Exchange, Securities and exchange commission, Securities exchange

Securities and Exchange Commission - GPO

Securities and Exchange Commission - GPO

www.gpo.gov

Securities and Exchange Commission, 100 F Street NE., Washington, DC 20549. SUPPLEMENTARY INFORMATION: We are proposing to rescind Industry Guide 7 1 under the Securities Act 2 and the Exchange Act,3 amend section 102 of Regulation S–K,4 add new exhibit (96) to Item 601 of Regulation S–K,5 add new

  Commission, Securities, Exchange, Securities and exchange commission

SECURITIES AND EXCHANGE COMMISSION - s21.q4cdn.com

SECURITIES AND EXCHANGE COMMISSION - s21.q4cdn.com

s21.q4cdn.com

securities and exchange commission washington, d.c. 20549 form 10-q x quarterly report pursuant to section 13 or 15(d) of the securities exchange act of 1934 for the quarterly period ended july 1, 2018 or transition report pursuant to section 13

  Commission, Securities, Exchange, Securities and exchange commission, Securities exchange

Securities and Exchange Commission - GPO

Securities and Exchange Commission - GPO

www.gpo.gov

Vol. 79 Wednesday, No. 185 September 24, 2014 Part II Securities and Exchange Commission 17 CFR Parts 229, 230, 232, et al. Asset-Backed Securities Disclosure and Registration; Final Rule

  Commission, Securities, Exchange, Securities and exchange commission

SECURITIES AND EXCHANGE COMMISSION

SECURITIES AND EXCHANGE COMMISSION

d18rn0p25nwr6d.cloudfront.net

Report on Form 10-K and elsewhere in the Company’s publicly available reports filed with the Securities and Exchange Commission (“SEC”), which contain a discussion of various factors that may affect the Company’s business or financial results.

  Commission, Securities, Exchange, Securities and exchange commission

Securities and Exchange Commission §240.15c2–12

Securities and Exchange Commission §240.15c2–12

www.foley.com

343 Securities and Exchange Commission §240.15c2–12 each of at least 12 days within the pre-vious 30 calendar days, with no more than 4 business days in succession

  Commission, Securities, Exchange, Securities and exchange commission, C125, 2016 47, 15c2 12

SECURITIES AND EXCHANGE COMMISSION - NYSE

SECURITIES AND EXCHANGE COMMISSION - NYSE

www.nyse.com

the Securities Exchange Act of 1934 (“Exchange Act”)1 and Rule 19b-4 thereunder,2 a proposed rule change to amend the NYSE Listed Company Manual (the “Manual”) to require listed companies to provide notice to the Exchange at least ten minutes before making any public

  Commission, Securities, Exchange, Securities and exchange commission, Securities exchange

SECURITIES AND EXCHANGE COMMISSION - petron.com

SECURITIES AND EXCHANGE COMMISSION - petron.com

www.petron.com

registered with the Philippine Securities and Exchange Commission (SEC) on December 2 On 2, 1966. September 13, 2013, the SEC approved the extension of the corporate term of Petron until December 22, 2066. Top Frontier Investment Holdings, Inc. (Top Frontier) is the Parent Company of …

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SECURITIES AND EXCHANGE COMMISSION - petron.com

SECURITIES AND EXCHANGE COMMISSION - petron.com

www.petron.com

Republic of the Philippines and was registered with the Philippine Securities and Exchange Commission (SEC) on December 22, 1966. On September 13, 2013, the SEC approved the extension of the corporate term of Petron until December 22, 2066. Top Frontier Investment

  Commission, Securities, Exchange, Securities and exchange commission

Securities and Exchange Commission

Securities and Exchange Commission

www.sba.gov

3. will provide training for the . U.S. Securities and Exchange Commission . contracting officers and small business specialists, on the SBA's 8(a) BD

  Commission, Securities, Exchange, Securities and exchange commission

SECURITIES AND EXCHANGE COMMISSION - itw.com

SECURITIES AND EXCHANGE COMMISSION - itw.com

www.itw.com

united states securities and exchange commission washington, d.c. 20549 form sd specialized disclosure report _____ illinois tool works inc.

  Commission, Securities, Exchange, Securities and exchange commission

SECURITIES AND EXCHANGE COMMISSION - dtcc.com

SECURITIES AND EXCHANGE COMMISSION - dtcc.com

www.dtcc.com

Securities Exchange Act of 1934 (“Exchange Act”)1 and Rule 19b-4 thereunder.2 The Proposed Rule Change was published for comment in the Federal Register on February 1, 2018. 3 The Commission received eight comments on the proposal. 4 On March 14, 2018,

  Commission, Securities, Exchange, Securities and exchange commission, Securities exchange

SECURITIES AND EXCHANGE COMMISSION,

SECURITIES AND EXCHANGE COMMISSION,

www.courthousenews.com

Exchange Act, 15 U.S.C. § 78o(b)(6)(B), by, without the consent of the Commission, willfully becoming or associating with a broker or dealer in contravention of a Commission order that bars Goldman from acting as or associating with a broker or dealer.

  Commission, Securities, Exchange, Securities and exchange commission

SECURITIES AND EXCHANGE COMMISSION - NYSE

SECURITIES AND EXCHANGE COMMISSION - NYSE

www.nyse.com

Reservation of Securities Symbols Submitted by the Chicago Stock Exchange, Inc., The Nasdaq Stock Market, Inc., National Association of Securities Dealers, Inc. (n/k/a Financial Industry

  Commission, Securities, Exchange, Securities and exchange commission

SECURITIES AND EXCHANGE COMMISSION - TSMC

SECURITIES AND EXCHANGE COMMISSION - TSMC

www.tsmc.com

Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to …

  Commission, Securities, Exchange, Securities and exchange commission, Securities exchange

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