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Form X-17A-5 Part III - SEC
www.sec.gov☐ (h) Computation of net capital under 17 CFR 240.15c3-1 or 17 CFR 240.18a-1, as applicable. ☐ (i) Computation of tangible net worth under 17 CFR 240.18a-2. ☐ (j) Computation for determination of customer reserve requirements pursuant to Exhibit A to 17 CFR 240.15c3-3.
hours per response . 2,326.62 FORM 10-K - SEC.gov | HOME
www.sec.gov240.13a-10) or Rule 15d-10 (17 CFR 240.15d-10) applicable when the registrant changes its fiscal year end. (4) Notwithstanding paragraphs (2) and (3) of this General Instruction A., all schedules required by Article 12 of Regulation S-X (17 CFR 210.12-01 -210.12-29) may, at the option of the registrant, be filed as an amendment to