CIRCULAR CSSF 19/732 Identification and Verification of ...

Numéros signalétiques des PSF

psf n° nom p 382 pandomus p 744 pan-invest luxembourg s.a. p 450 pÂris bertrand sturdza (europe) s.a. p 435 partners group (luxembourg) s.a. p 451 patrimundi 1869 s.a.

  Group

Law of 12 July 2013 on alternative investment fund managers

1. Regulation (EU) No 260/2012 of the European Parliament and of the Council of 14 March 2012 establishing technical and business requirements for credit transfers and direct debits in euro and amending Regulation (EC) No 924/2009; 2. Regulation (EU) No 648/2012 of the European Parliament and of the Council of 4 July 2012 on OTC

  Regulations, No 648

CSSF Regulation No 12-02 of 14 December 2012 on the fight ...

or terrorist financing, amending Regulation (EU) No 648/2012 of the European Parliament and of the Council, and repealing Directive ... “Law”: the Law of 12 November 2004 on the fight ... funds and repealing Regulation (EC) No 1781/2006;” ...

  Regulations, 2004, Regulation no, No 648

Law of 17 December 2010 relating to undertakings for ...

2. Regulation (EU) No 648/2012 of the European Parliament and of the Council of 4 July 2012 on OTC derivatives, central counterparties and trade repositories; and 3. Regulation (EU) No 462/2013 of the European Parliament and of the C ouncil of 21 May 2013 amending Regulation (EC) No 1060/2009 on credit rating agencies; and amending: 1.

  European, Regulations, Of the european, No 648

Luxembourg Law of 12 July 2013 on alternative investment ...

functions listed under Annex I of the Law of 2013 and the non-core services listed under article 5(4)(a) and (b) of the Law of 2013? 36 B. Can AIFMs provide domiciliary services to SOPARFIs on an ancillary basis? 37 C. Can AIFMs perform investment management functions for non-AIFs? 37 10. Depositary aspects 37 A.

  Management, Under, Investment management, Investment

Loi du 12 novembre 2004 relative à la lutte contre le ...

- la loi modifiée du 5 avril 1993 relative au secteur financier, ... - par la loi du 18 décembre 2009 relative à la profession de l’audit et : - portant transposition de la directive 2006/43/CE du Parlement européen et du Conseil du 17 mai 2006 concernant les

  Audit, Financiers

Loi du 5 avril 1993 relative au secteur financier

Texte consolidé, élaboré à des fins d’information. Seuls les textes publiés au Mémorial font foi. Loi du 5 avril 1993 relative au secteur financier telle qu’elle a été modifiée

Law of 23 July 2016 on reserved alternative investment funds

This coordinated text was drawn up by the CSSF for information purposes only. In case of discrepancies between the French and the English text, the French text shall prevail. Law of 23 July 2016 on reserved alternative investment funds . and amending 1. the Law of 16 October 1934 on wealth tax, as amended; 2.

  Between, French, Discrepancies, The french, Of discrepancies between the french and

Circular CSSF 12/552

In case of discrepancies between the French and the English text, the French text shall prevail. CIRCULAR CSSF 12/552 as amended by Circulars CSSF 13/563, CSSF 14/597, CSSF 16/642, CSSF 16/647,

  Between, French, Discrepancies, The french, Of discrepancies between the french and

Law of 17 December 2010 - FAQ

with these principles, ESMA is of the view that these share classes should be allowed to continue to operate, subject to their closing for new investments by new and existing investors in accordance with the provisions of point 35 of the Opinion. In case a conversion (free of charge) of non-eligible share classes into other

  Principles, Conversion

POLITICALLY EXPOSED PERSONS

“Concealment of Beneficial Ownership” (2018); “Wolfsberg Guidance on Politically Exposed Persons (PEPs)” ... for or otherwise determine whether a customer or beneficial owner of a legal entity customer may be considered a PEP. A bank may …

  Ownership, Beneficial, Concealment, Concealment of beneficial ownership

Real Estate Dictionary

Actual Fraud An intentional misrepresentation or concealment of a material fact; ... direct or beneficial ownership interest of more than 1% in a provider of settlement services and ... Allodial System The system of land ownership that allows anyone to own land.

  Ownership, Beneficial, Beneficial ownership, Concealment

COMPANIES AND OTHER BUS. Normal ACT

72. Obligation to maintain and file beneficial ownership information. 73. Prohibition of concealment of beneficial ownership. 74. Indemnity and civil and criminal liability of officers and auditors of companies and members of PBCs. Section

  Ownership, Beneficial, Beneficial ownership, Concealment, Concealment of beneficial ownership

Best Practices Beneficial Ownership Legal Persons

supervision of beneficial ownership obligations. The FATF and Egmont Group also jointly published the Report on Concealment of Beneficial Ownership in July 2018. The results of the analysis pointed to that the root of the problem lies in the weak implementation of the existing standard, rather than in the gaps of the standard itself. 12.

  Ownership, Beneficial, Beneficial ownership, Concealment, Of beneficial ownership, Concealment of beneficial ownership

Concealment of Beneficial Ownership - FATF-GAFI.ORG

Concealment of Beneficial Ownership July 2018 of Financial Intelligence Units Group Egmont

  Ownership, Beneficial, Concealment, Concealment of beneficial ownership

POLITICALLY EXPOSED PERSONS

“Concealment of Beneficial Ownership” (2018); “Wolfsberg Guidance on Politically Exposed Persons (PEPs)” ... (CDD), beneficial ownership, and suspicious activity reporting. Not all of the examination and testing procedures will apply to every bank or …

  Ownership, Beneficial, Beneficial ownership, Concealment, Concealment of beneficial ownership

Anti-Money Laundering (AML) Policy

Ownership Director of Finance Policy approved by Audit and Risk Committee ... • Becoming concerned in an arrangement facilitating concealment, removal from the jurisdiction, transfer to nominees or any other ... (if appropriate) the identity of the beneficial owners of a business, if there are any, so that you know the identity of

  Ownership, Beneficial, Concealment

AML/CFT RISK BASED FRAMEWORK FOR BANKS 2019

Difficulty to identify beneficial owners, Concealment (use of offshore trusts), Banking secrecy, Complexity of financial services and products, PEPs, High value transaction, and Multiple jurisdictions. Investment Banking Layering and integration, Transfer of assets between parties in exchange for cash or

  Beneficial, Concealment