Electronic Lodgement Protocol - Australian Securities and ...
where the Data Transmission or Electronic Document is required under the ELP to be Digitally Signed, and ASIC is satisfied that: a. in the case of a Data Transmission, the Digital Signature was created using the Private Key that corresponds to a Public Key in one of Your, or Your Agent's, X.509 Certificates or AUSkey; or b.
Download Electronic Lodgement Protocol - Australian Securities and ...
Information
Domain:
Source:
Link to this page:
Documents from same domain
Published by ASIC ASIC Gazette
download.asic.gov.auASIC GAZETTE Commonwealth of Australia Gazette . UM1/15, Friday 27 February 2015 . Unclaimed consideration for compulsory acquisition . Page 2 of 378
Regulatory Guide 165 Licensing: Internal and ... - ASIC
download.asic.gov.auREGULATORY GUIDE 165: Licensing: Internal and external dispute resolution About ASIC regulatory documents In administering legislation ASIC issues the following types of regulatory
Commonwealth of Australia Gazette Published by …
download.asic.gov.auASIC GAZETTE Commonwealth of Australia Gazette ASIC 40A/08, Wednesday, 21 May 2008 Banking Act Unclaimed Money Page 2 of 463 Specific disclaimer for Special Gazette relating to Banking Unclaimed
Form 362/486 Notification by a company to nominate or ...
download.asic.gov.auASIC Form 362 21 November 2014 Page 1 of 2 Notification by a company to nominate or cease a registered agent or contact address Form 362/486 This form may be used by an Australian company to nominate or cease a registered agent or contact address.
Industry funding Business activity ... - download.asic.gov.au
download.asic.gov.au3 Business activity metric checklist Subsector Business activity metric information required Pre-filled by ASIC Metric definition Auditors of disclosing entities • Your entity's 2017-18 audit fee income, reported on an accruals basis
certificate by qualified accountant
download.asic.gov.auSample certificate that a qualified accountant could issue to certify that a person or entity is a ‘sophisticated’ or ‘wholesale investor’ under chapters 6D …
Summary of CSF authorisation additional questions
download.asic.gov.auprescribed risk acknowledgement? (g) handle application money in compliance with the obligations under its AFS licence and ... the assumption that you will hold application money in excess of $100,000 from clients for CSF offers). Title: Microsoft Word - CSF Intermediary Licensing - C11 Proof and questions - 12Sep17.docx ...
Regulatory Guide RG 5 Relevant interests and substantial ...
download.asic.gov.auThis version was issued in November 2013 and is based on legislation and regulations as at the date of issue. It incorporates minor amendments only to the original version issued in June 2013, including new references in Table 4 to recently issued class orders.
Future of Financial Advice: Best interests duty and ...
download.asic.gov.aufinancial planners nor accept what they recommend.4 In Report 224 Access to financial advice in Australia (REP 224), we noted that one of the main reasons some investors do not seek personal financial advice is the lack of trust they have in financial advisers. 13 In addition, around two-thirds of retail and institutional investors do not
form 6010 - ASIC
download.asic.gov.auAll statements in the Declaration must be correct. Making a false declaration to ASIC is an offence. Signature This form must be signed by the applicant for deregistration. The applicant can be: ... Please consult your accountant or solicitor for …
Related documents
Major Theories in Finance Research - SOMPHDCLUB
somphdclub.weebly.comWhat Works in Securities Laws? JF 2006 4 R La Porta, F Lopez-De-Silanes, A Shleifer, RW Vishny Investor Protection and Corporate Valuation JF 2002 5 PA Gompers, J Ishii, A Metrick Corporate Governance and Equity Prices QJE 2003 6 A Dyck, L Zingales Private Benefits of Control: An International Comparison JF 2004 7 R Portes, H Rey
Central bank digital currencies - Bank for International ...
www.bis.orgtransmission as well as the structure and stability of the financial system. Two main CBDC variants are analysed in this report: a wholesale and a general purpose one. The wholesale variant would limit access to a predefined group of users, while the general purpose one would be widely accessible.
ON MANAGEMENT AND SUPERVISION OF ESG RISKS FOR …
www.eba.europa.eu2. Common definitions of ESG factors, ESG risks and their drivers and transmission channels 22 2.1 Definition and general features of ESG factors 27 2.2 Definition of ESG risks 32 2.3 Environmental factors and environmental risks 34 2.3.1 Environmental factors and environmental risks 34 2.3.2 Physical risk 36 2.3.3 Transition risk 38
ESG Annual Green Bond Report 2021 - jpmorganchase.com
www.jpmorganchase.com2021 Green Bond Annual Report 2 Table of Contents Introduction 3. Green Bond Program. 4. Sustainable Bond Framework. 4 External Review. 5. Inaugural Green Bond Issuance