Guidelines - Europa
MiFID II Directive 2014/65/EU of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Directive 2002/92/EC and Directive 2011/61/EU13 MiFIR Regulation (EU) No 600/2014 of the European Parliament and of the Council of 15 May 2014 on markets in financial ...
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Public consultation on the governance of the Monitoring ...
www.esma.europa.euThe consultation paper rightly refers to International Financial Reporting Standards (IFRS) issued by the International Accounting Standards Board (IASB) which is overseen by the Trustees of the IFRS Foundation and a Monitoring Board composed of public authorities.
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Guidelines - ESMA
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Questions and Answers - ESMA
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Guidelines
www.esma.europa.eu5 application of Article 25(2) of MiFID II and of Articles 54 and 55 of the MiFID II Delegated Regulation. 10. ESMA expects these guidelines to promote greater convergence in the interpretation of,
Questions and Answers
www.esma.europa.euRegulation (EU) No 648/2012 of the European Parliament and of the Council of 4 July 2012 on OTC ... European Commission adopted without modifications the regulatory technical standards developed by ... Directive 2004/39/EC of the European Parliament and the Council
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Guidelines on Liquidity Stress Testing in UCITS and AIFs
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BRIEFING Legal Entity Identifier (LEI) - Europa
www.esma.europa.euLegal Entity Identifier (LEI) The Legal Entity Identifier (LEI) is a 20-digit, alpha-numeric code that enables clear and unique identification of legal entities participating in financial transactions. 1 LEIs, like other identifiers, are needed by firms to fulfil their reporting obligations under financial regulations and directives.
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Guidelines - Europa
www.esma.europa.euCouncil Directive 93/22/EEC 6 MiFID II Directive 2014/65/EU of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Directive 2002/92/EC and Directive 2011/61/EU7 2 OJ L 174, 01.07.2011, p. 1. 3 OJ L 176, 27.6.2013, p. 338–436 4OJ L 176, 27.6.2013, p. 1–. 5 OJ L 331, 15.12.2010, p. 84.