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Senior Managers Regime

Senior Managers Regime

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Certification Regime (the Regime) came into force for deposit takers and investment firms regulated by the FCA and Prudential Regulation Authority (PRA). As part of the Bank of England and Financial Services Act 2016, the Regime is also being extended to all FSMA authorised firms. The Regime is designed to raise standards of governance,

  Senior, Manager, Regime, Senior managers regime

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