STUDY GUIDE
TABLE OF CONTENTS —ii— — MICROSTRUCTURING 22 Credit Unions and Building Societies 23 Non-Bank Financial Institutions 24 — CREDIT CARD INDUSTRY 24 — THIRD-PARTY PAYMENT PROCESSORS 25 — MONEY SERVICES BUSINESSES 26 — INSURANCE COMPANIES 30 — SECURITIES BROKER-DEALERS 32 • Variety and Complexity of Securities 33 • High-risk Securities 33 ...
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