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Securities And Futures Act Sfa
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Introduction of Due Diligence Requirements for Corporate ...
www.mas.gov.sgNotice No. : SFA XX-NXX Issue Date : XX NOTICE ON DUE DILIGENCE REQUIREMENTS FOR CORPORATE FINANCE ADVISERS Introduction 1 This Notice is issued pursuant to section 101 of the Securities and Futures Act (ap. 289) (the “Act”) and applies to holders of a capital markets services licence to advise on corporate finance and persons exempt from ...