Search results with tag "Securities and futures act"
Canadian withholding tax guide
apps.rbcits.comIn Singapore, RBC Investor Services Trust Singapore Limited (RISTS) is licensed by the Monetary Authority of Singapore (MAS) as a Licensed Trust Company under the Trust Companies Act and was approved by the MAS to act as a trustee of collective investment schemes authorized under S 286 of the Securities and Futures Act (SFA).
Introduction of Due Diligence Requirements for Corporate ...
www.mas.gov.sgNotice No. : SFA XX-NXX Issue Date : XX NOTICE ON DUE DILIGENCE REQUIREMENTS FOR CORPORATE FINANCE ADVISERS Introduction 1 This Notice is issued pursuant to section 101 of the Securities and Futures Act (ap. 289) (the “Act”) and applies to holders of a capital markets services licence to advise on corporate finance and persons exempt from ...
Aug 2020-KGIS-Update of Particulars (Individual)
www.kgieworld.sgKGI Securities (Singapore) Pte. Ltd. 4 Shenton Way #13-01 Tel 65 6202 1188 GST. Reg. No M200024966 SGX Centre 2, Singapore 068807 Fax 65 6538 6038 Co. Reg. ... of the Securities And Futures Act (Cap. 289) (the “Act”), being: Please tick accordingly whose net personal assets exceed in value S$2 million* (or its equivalent in a foreign ...
Code on Collective Investment Schemes
www.mas.gov.sgJul 01, 2021 · The Code on Collective Investment Schemes (“Code”) is issued by the Monetary Authority of Singapore (the “Authority”) pursuant to section 321 of the Securities and Futures Act (Cap. 289) (“SFA”). The Code sets out the best practices on management, operation and marketing of schemes, that managers,
Entities exempted from maintaining RORC Companies
www.acra.gov.sgListed companies and Singapore financial institutions are exempted from the new requirement as listed companies are already subject to disclosure requirements under the Securities and Futures Act. MAS, as the supervisory authority, will have access to the controllers’ information of Singapore financial institutions. Foreign Companies
SECURITIES AND FUTURES ACT (CAP - Monetary …
www.mas.gov.sgmonetary authority of singapore securities and futures act (cap. 289) guidelines on the application of section 339 (extra-territoriality) of the securities and futures act
SECURITIES AND FUTURES ACT (CAP. 289)
www.mas.gov.sgupdated on 24 november 2017 securities and futures act (cap. 289) securities and futures (licensing and conduct of business) regulations frequently asked questions
SECURITIES AND FUTURES ACT (CAP. 289)
www.mas.gov.sgSecurities and Futures Act (Cap. 289) an approval granted by the Authority for the arrangement between the foreign company and its related corporation under Paragraph 9, where those conditions and restrictions are applicable to the representative. [Amended on 1 July 2005] [Amended on 26 November 2010] Assessment Criteria
SECURITIES AND FUTURES ACT (CAP. 289)
www.mas.gov.sgmonetary authority of singapore monetary authority of singapore securities and futures act (cap. 289) guidelines on the advertising restrictions in sections 272a, 272b and 275
SECURITIES AND FUTURES ACT (CAP. 289)
www.mas.gov.sgmonetary authority of singapore securities and futures act (cap. 289) notice on minimum entry and examination requirements for representatives of holders of
SECURITIES AND FUTURES ACT (CAP. 289)
www.mas.gov.sg1.1 These Guidelines, which have been issued pursuant to section 321 of the Securities and Futures Act (Cap. 289) [“SFA”], are applicable to corporations with fund management as their principal business activity. These corporations, which will be referred to in these Guidelines as Fund Management Companies [“FMCs”], may be either:
SECURITIES AND FUTURES ACT (CAP. 289)
www.mas.gov.sgmonetary authority of singapore securities and futures act (cap. 289) guidelines on criteria for the grant of a capital markets services licence other than
SECURITIES AND FUTURES ACT (CAP. 289)
www.mas.gov.sgGuidelines to MAS Notice SFA 02-NXX on Execution of Customers’ Orders Monetary Authority of Singapore SECURITIES AND FUTURES ACT (CAP. 289) GUIDELINES TO MAS NOTICE SFA 02-NXX
SECURITIES AND FUTURES ACT (CAP. 289)
www.mas.gov.sgmonetary authority of singapore . securities and futures act (cap. 289) notice on risk based capital adequacy requirements for holders of capital markets
SECURITIES AND FUTURES ACT (CAP. 289)
www.mas.gov.sgMonetary Authority of Singapore SECURITIES AND FUTURES ACT (CAP. 289) NOTICE ON THE SALE OF INVESTMENT PRODUCTS
SECURITIES AND FUTURES ACT (“SFA”) AND FINANCIAL …
www.mas.gov.sgOct 23, 2019 · Proposals to Enhance Regulatory Safeguards for Investors in the Capital Markets dated 22 September 2015 (“MAS’ Response to Feedback Received”), “related liabilities” include a margin account and credit lines taken to finance an investment portfolio.
SECURITIES AND FUTURES ACT (CAP. 289) PART VII …
www.mas.gov.sgBTs. Listed issuers are also required to disseminate the notices received from the above reporting persons to the organised market. The notification requirements (e.g. the type of interests to be disclosed, when it must be disclosed and the time period within which notification is required to
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