Example: barber
Search results with tag "Unregistered securities"
Frequently Asked Questions about Rule 144A
www.iflr.comsale of unregistered securities. Typically they rely on Section 4(a)(2) (often in reliance on Regulation D) or ... offerings of common securities by non-reporting issuers (i.e., backdoor IPOs ). ... (which includes the NASDAQ Market System) or quoted on a U.S. automated inter-dealer quotation system); and (b) are not securities of ...