Search results with tag "Financial requirements"
Licensing: Financial requirements
download.asic.gov.auREGULATORY GUIDE 166 Licensing: Financial requirements . September 2017 . About this guide This guide sets out the financial requirements you must meet as the holder of an Australian financial services (AFS) licence. The requirements vary depending on the financial products and services you offer.
Understanding the regulatory requirements of the MAS ...
www2.deloitte.comFinancial requirements (other than money changers) Audit requirement Inspection/investigation by MAS Requirements that apply generally to all licensees 20% controllers, CEO and directors to be approved by MAS, subject to fit and proper requirements Technology risk management No provision of credit facilities to individuals
Financial requirement - GOV.UK
assets.publishing.service.gov.ukThe section on Financial Institutions also applies to the following routes: • Tier 1 (Entrepreneur) Migrant and dependants • Tier 1 (Investor) Migrant and dependants • Appendix FM applications (family) • Visitors Contacts If you have any questions …