Search results with tag "Assessing suitability"

Finalised guidance Assessing suitability

Relying on risk-profiling and asset-allocation tools 1.10 Tools can usefully aid discussions with customers, by helping to provide structure and promote consistency. But they often have limitations which mean there are circumstances in which they may produce flawed results. Where firms rely on tools they need to ensure they are actively mitigating

  Customer, Assessing, Profiling, Suitability, Assessing suitability