Search results with tag "Finra dispute resolution"
Arbitration Claim Filing Guide - FINRA
www.finra.orgFINRA Dispute Resolution 300 S. Grand Avenue, Suite 1700 Los Angeles, CA 90071 (213) 613-2680 Fax: (301) 527-4766 Westernprocessingcenter@finra.org Southeast Region FINRA Dispute Resolution Boca Center Tower 1 5200 Town Center Circle, Suite 200 Boca Raton, FL 33486 (561) 416-0277 Fax: (301) 527-4868 FL-Main@finra.org Midwest Region FINRA ...
Sample Dispute Resolution Award - FINRA
www.finra.orgFINRA Dispute Resolution assessed a filing fee* for each claim: Initial claim filing fee = $1,425.00 *The filing fee is made up of a non-refundable and a refundable portion. Member Fees Member fees are assessed to each member firm that is a party in these proceedings or to
FINRA Dispute Resolution Services Arbitrator’s Guide
www.finra.orgFINRA Dispute Resolution Services Arbitrator’s Guide This Guide contains important information about FINRA Dispute Resolution Services’ forum, policies and procedures. For additional information, please go to our website: www.finra.org or call one of our regional offices.