Search results with tag "2021 examination priorities"

2021 Examination Priorities Report - SEC.gov

2021 EXAMINATION PRIORITIES | 1 MESSAGE FROM THE LEADERSHIP TEAM This year marks the 25th anniversary of the creation of the U.S. Securities and Exchange . Commission (SEC) Office of Compliance Inspections and Examinations (OCIE). During . that time, we have grown in size and share of the SEC’s workforce to become the second

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