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Search results with tag "Principal office"

SEA Rule 17a-5 - FINRA

SEA Rule 17a-5 - FINRA

www.finra.org

Commission shall be considered filed when received at the Commission’s principal office in Washington, DC, and the regional office of the Commission for the region in which the broker or dealer has its principal place of business. All reports filed pursuant to this paragraph (a) shall be deemed to be confidential.

  Rules, Principal, Office, Finra, Sea rule 17a 5, Principal office

Maryland State Department of Assessments & Taxation ...

Maryland State Department of Assessments & Taxation ...

dat.maryland.gov

principal office by filing for record with the Department a statement signed by one of its general partners or authorized person for a limited liability company which authorizes the designation or change. ... suggest you consult an attorney, accountant or other professional. State Department of Assessments ...

  Accountants, Principal, Office, Principal office

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