Search results with tag "Dealing members"

SECURITIES AND EXCHANGE COMMISSION RULES AND …

244. Rules of over the counter relating to quotations rules 245. Over the counter market 246. Fraud and misrepresentation. 247. Identification of quotation. 248. Review of decisions of over the counter market 249. Dealing members. 250. Records to be maintained by over the counter market members 251.

  Rules, Members, Leading, Rules and, Dealing members