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Guidelines to Notice SFA04N16 on Execution of Customers …
www.mas.gov.sg3 Order Placement and/or Execution Policy ... 5 “Retail customer” means a customer who is not an accredited investor, an institutional investor or an expert investor (as defined in section 4A of the SFA). ... 5 Disclosure to Customers on Order Execution 5.1 Prior to the placement and execution of customers’ orders, a capital markets ...
Order Execution Only Account - BMO
www.bmoinvestorline.comOrder Execution Only Account. AUTHORIZED TRADING AGENT . A. ACCOUNT DETAILS. I/We here by appoint. toactasmy/ourAuthorizedTradingAgent(TA) infactformy/ our account(s) with you. My/Our agent as the case may be, will have the scope of power as outlined in Section One, Part D of the Client Agreement. Accounts: Account Number. Account Type ...