Search results with tag "Investment company"
Global Management of Regulated Funds – A …
www.klgates.comklgates.com RICs – What is an “investment company? Investment Company Act of 1940 defines an “investment company” and regulates those entities which fall within definition (Section 3 of 1940 Act).
Prospectus of CF Ruffer Investment Funds
www.ruffer.co.ukProspectus of CF Ruffer Investment Funds (An open-ended investment company incorporated with limited liability and registered in England and Wales under registered
60th edition 20 FACT BOOK INVESTMENT COMPANY 202020
www.ici.orgMedian number of mutual funds owned 4 US retirement market Total retirement market assets $32.3 trillion Percentage of households with tax-advantaged retirement savings 63% IRA and DC plan assets invested in mutual funds $9.9 trillion *Regulated open-end funds include mutual funds, exchange-traded funds (ETFs), and institutional funds.
Proposed Rule: Executive Compensation and …
www.sec.gov4 further propose to amend Schedule 14A20 under the Exchange Act, as well as Exchange Act Forms 8-K,21 10,22 10SB,23 10-Q,24 10-QSB,25 10-K,26 10-KSB27 and 20-F.28 Finally, we propose to amend Forms SB-2,29 S-1,30 S-3,31 S-432 and S-1133 under the Securities Act, Forms N-1A,34 N-2,35 and N-336 under the Securities Act and the Investment Company …