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Search results with tag "Regulatory examinations"
FAIS FIT AND PROPER INFORMATION GUIDE
www.academyoflearning.co.zaRegulatory Examination – These have been put in place to set a minimum standard in terms of: Compliance with the legislation and Fit and Proper requirements (First Level Regulatory Examinations). Specific Product Understanding (Second Level Regulatory Examinations).
PR PARATION UI OR R ULATORY XAMINATIONS (R 1 and R 5)
www.moonstone.co.zaPreparation Guide: Regulatory Examinations 27 October 2021 - Version 5 3 1. DISCLAIMER The material in this PREPARATION GUIDE FOR REGULATORY EXAMINATIONS (RE 1 AND RE 5) and APPENDIX A is made available for the purpose of providing preparation guidelines and not as professional or educational advice.