Search results with tag "Supervisory policy manual"
Supervisory Policy Manual - hkma.gov.hk
www.hkma.gov.hkSupervisory Policy Manual CG-3 Code of Conduct V.1 – 21.06.02 3 safeguarding depositors’ interests, maintaining the stability of the banking system and preserving Hong Kong’s
Supervisory Policy Manual - Hong Kong dollar
www.hkma.gov.hkSupervisory Policy Manual SA-2 Outsourcing V.1 – 28.12.01 2 2.4 Outsourcing agreement 2.5 Customer data confidentiality 2.6 Control over outsourced activities 2.7 Contingency planning 2.8 Access to outsourced data 2.9 Additional concerns in relation to overseas outsourcing ————————— 1. Introduction 1.1 Background
Supervisory Policy Manual - hkma.gov.hk
www.hkma.gov.hkSupervisory Policy Manual CG-2 Systems of Control for the Appointment of Managers V.1 – 24.05.02 3 2.1 §2 of the Banking Ordinance 2.1.1 Under §2 of the Banking Ordinance, a “manager” of a
Supervisory Policy Manual - Hong Kong Monetary …
www.hkma.gov.hkSupervisory Policy Manual IC-1 General Risk Management Controls V.2 – 31.12.2010 3 1. Introduction 1.1 Background 1.1.1 Risk-taking is an integral part of banking business.
Supervisory Policy Manual - Hong Kong dollar
www.hkma.gov.hkSupervisory Policy Manual IC-2 Internal Audit Function V.2 – 31.10.2017 1 This module should be read in conjunction with the . Introduction and with the
Supervisory Policy Manual - Hong Kong Monetary …
www.hkma.gov.hkSupervisory Policy Manual LM-1 Regulatory Framework for Supervision of Liquidity Risk V.2 – 29.07.16 1 This module should be read in conjunction with the
Supervisory Policy Manual - Hong Kong dollar
www.hkma.gov.hkSupervisory Policy Manual IC-6 The Sharing and Use of Consumer Credit Data through a Credit Reference Agency V.5 – 14.02.14 2 4.3 New mortgage loan data
Supervisory Policy Manual - Hong Kong Monetary …
www.hkma.gov.hkSupervisory Policy Manual CG-3 Code of Conduct V.1 – 21.06.02 3 safeguarding depositors’ interests, maintaining the stability of the banking …
Supervisory Policy Manual - Hong Kong Monetary …
www.hkma.gov.hkSupervisory Policy Manual IC-5 Stress-testing V.2 – 09.05.12 2 2.4 Stress-testing approaches, methodologies and techniques 2.5 Design and setting of stress scenarios
Supervisory Policy Manual - Hong Kong Monetary …
www.hkma.gov.hkSupervisory Policy Manual CR-S-2 Syndicated Lending V.1 – 29.06.01 3 This does not represent an exhaustive checklist but rather is intended to indicate the types of …
Supervisory Policy Manual - Hong Kong Monetary …
www.hkma.gov.hkSupervisory Policy Manual CG-7 Code of Conduct for Benchmark Submitters V.2 – 23.08.13 1 This module should be read in conjunction with the . Introduction and with the
Supervisory Policy Manual - Hong Kong Monetary …
www.hkma.gov.hkSupervisory Policy Manual TM-E-1 Risk Management of E-banking V.2 – 02.09.15 1 This module should be read in conjunction with the . Introductionand with the Glossary, which contains an explanation of abbreviations and other terms used
Supervisory Policy Manual - Hong Kong dollar
www.hkma.gov.hkSupervisory Policy Manual SA-2 Outsourcing V.1 – 28.12.01 3 • centralising such services at the head office or another branch to improve services and to improve
Supervisory Policy Manual - Hong Kong Monetary …
www.hkma.gov.hkSupervisory Policy Manual CR-G-14 Non-centrally Cleared OTC Derivatives Transactions – Margin and Other Risk Mitigation Standards V.1 – 27.01.17
Supervisory Policy Manual - Hong Kong dollar
www.hkma.gov.hkPolicy Manual (SPM) ... circumstances and the materiality of prudential concerns about a particular AI’s liquidity risk profile. 2.6 In the course of liquidity risk supervision, while the MA will have primary regard to whether an AI complies with the requirements
Supervisory Policy Manual - Hong Kong dollar
www.hkma.gov.hkin relation to their risk profile and market and macroeconomic conditions. 1.1.3 Consistent with the Basel Core Principles, the HKMA requires AIs, under its risk-based supervisory approach, to establish a sound and effective system to manage each of …