Search results with tag "United states securities"
NOTICE OF PROPOSED SALE OF SECURITIES …
www.stctransfer.comUNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 . OMB APPROVAL . OMB Number: 3235-0101 Expires: December 31, 2010 Estimated average burden
Form 10-Q - SEC.gov
www.sec.govunited states securities and exchange commission washington, d.c. 20549 . form 10-q . omb approval
CITIGROUP GLOBAL MARKETS INC. AND …
citi.comUNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ANNUAL AUDITED REPORT FORM X-17A-5 PART III FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
s23.q4cdn.comUNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K Annual report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2019 or Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
UNITED STATES SECURITIES AND EXCHANGE COMMISSION ...
www.sec.govUNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 1-A REGULATION A OFFERING STATEMENT UNDER THE SECURITIES ACT OF 1933 GENERAL INSTRUCTIONS I. Eligibility Requirements for Use of Form 1-A. This Form is to be used for securities offerings made pursuant to Regulation A (17 CFR 230.251 et seq.).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION ...
www.sec.govUNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 . FORM S-8 . REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 (Exact name of registrant as specified in its charter) (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identification No.)
UNITED STATES OMB APPROVAL SECURITIES AND …
www.sec.govunited states securities and exchange commission washington, d.c. 20549 . form 1-a regulation a offering statement under the securities act of 1933
UNITED STATES SECURITIES AND EXCHANGE …
www.southerncoppercorp.com22feb201723444404 united states securities and exchange commission washington, d.c. 20549 form 10-k annual report pursuant to section 13 or 15(d) of the