Search results with tag "Pra rulebook"
Fit and Proper test for Employees and Senior Personnel ...
www.handbook.fca.org.ukfunction’as defined in the PRA Rulebook: Glossary, then theFCAwill also have regard to the assessment made by thefirmas required in article 273 of theSolvency II Regulation(EU) 2015/35 of 10 October 2014; Rules 2.1 and 2.2 of the PRA Rulebook: Solvency II Firms: Insurance - Fitness and Propriety, and
Guide to Single Customer View (SCV)
www.fscs.org.ukPRA Rulebook (or Depositor Protection Rules for short). The PRA provides guidance on meeting these requirements in Supervisory Statement SS18/15 – ‘Depositor and dormant account protection’. Submitting SCV and Exclusions View files to FSCS There are several instances where deposit takers must give us an SCV and an Exclusions View file:
UK authorities finalise operational resilience approach
www.pwc.co.ukPRA Rulebook SS 1/21 SoP PS 21/3 PS 7/21 SS 2/21 Operational resilience: Impact tolerances for important business services Cover paper summarising the approach and key changes post consultation Outsourcing and third party risk management Bank of England Objective: financial stability Prudential Regulation Authority Safety and soundness ...
Scottish Widows Group
reference.scottishwidows.co.ukSCOTTISH WIDOWS GROUP 5 Independent Auditor’s Report Report of the external independent auditors to the Directors of Scottish Widows Group Limited (‘the Company’) pursuant to Rule 4.1 (2) of the External Audit Part of the PRA Rulebook applicable to