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Search results with tag "Staff guidance"
FTC Staff Guidance on Active Supervision of State ...
www.ftc.govOctober 2015 1 FTC Staff Guidance on Active Supervision of State Regulatory Boards Controlled by Market Participants ∗ I. Introduction . States craft regulatory policy through a variety of actors, including state legislatures,
2021 Examination Priorities Report - SEC
www.sec.govDISCLAIMER: This statement represents the views of the staff of the Division of Examinations. It is not a rule, regulation, or statement of the U.S. Securities and Exchange Commission (SEC). The Commission has neither approved nor disapproved its content. This statement, like all staff guidance, has no legal force or effect: it does not alter or