Search results with tag "1940 act"
SERVICE LEVEL AGREEMENT - IDC
www.idc.co.zaAct 1940 (Act No. 22 of 1940) a self- financing development institution ("IDC") 2 Initial 1. INTERPRETATION 1.1 In this Agreement: 1.2 clause headings are for convenience and shall not be used in its interpretation; ... ARBITRATION At the option of either party, any dispute arising out of this Agreement shall be submitted ...
November 30, 2021 ARK Innovation ETF - etfs.ark-funds.com
etfs.ark-funds.comAct of 1940, as amended (the “1940 Act”), which means that it may invest a high percentage of its assets in a limited number of issuers. Principal Risks There is no assurance that the Fund will meet its investment objective. The value of your investment in the Fund, as well as the amount of return you receive on your investment in the
Investor Bulletin - SEC
www.sec.gov1940 Act as either an open-end investment company (generally known as “funds”) or a unit investment trust. Since the first domestically offered ETF was created . in the 1990s, ETFs have become increasingly popular . as investment vehicles for both retail and institutional . investors. Like mutual funds, ETFs offer investors