3 Section II - Code on Unit Trusts and Mutual Funds ...

3 Section II - Code on Unit Trusts and Mutual Funds ...

Topics January 2019 Provisions of the UT Code New schemes with new operators (i.e. with new management companies and new trustees/ custodians) New schemes with new management companies but existing trustees/ custodians

Guideline on Anti-Money Laundering and Counter- …

Anti-Money Laundering and Counter-Terrorist Financing Ordinance, Cap. 615 (the AMLO), and section 399 of the Securities and Futures Ordinance, Cap. 571 (the SFO). 1.2 Terms and abbreviations used in this Guideline shall be interpreted by reference to the definitions set out in the Glossary part of this Guideline. 1.3

  Money, Terrorists, Counter, Laundering, Money laundering and counter, And counter terrorist

Registered with the Securities and Futures

persons which deal in securities and/or futures contracts listed or traded on The Stock Exchange of Hong Kong Limited or Hong Kong Futures Exchange Limited or trade in leveraged foreign exchange contracts. These are derived primarily from former rules of the Exchanges and the repealed Leveraged Foreign Exchange Trading Ordinance.

  Future, Securities, Securities and futures

LEGISLATIVE COUNCIL BRIEF Securities and Futures …

- 2 - THE PROPOSALS Major policy considerations 4. There are provisions in the SFO including its subsidiary legislation that are designed especially for investor protection.

  Legislation, Subsidiary, Subsidiary legislation

Table A - Market Capitalisation of the World's Top …

Table A - Market Capitalisation of the World's Top Stock Exchanges (As at end June 2018) 表A – 世界各大證券交易所的市值 (截至2018 年6 月底)

  World, Market, Table, Capitalisation, Table a market capitalisation of the world s top

交易披露 - sfc.hk

交易披露 2018 年3 月22 日 透過吸收合併進行私有化 就中國建材股份有限公司的股份的交易披露 執行人員接獲依據香港《公司收購及合併守則》規則22 作出以下的證券交易的披露：

Exchange Traded Funds and Listed Funds

Exchange Traded Funds and Listed Funds This FAQ is prepared by the Investment Products Division and aims to provide basic information to market practitioners in respect of exchange traded funds (“ETFs”) and listed funds, which are subject to the SFC Handbook for Unit Trusts and Mutual Funds, Investment-Linked Assurance

  Fund, Listed, Exchange, Traded, Exchange traded funds, Exchange traded funds and listed funds

Mergers and Share - sfc.hk

July 2018 Int-1 INTRODUCTION 1. Nature and purpose of the Takeovers Code and Share Buy-backs Code 1.1 The Takeovers Code and the Share Buy-backs Code have been issued by the SFC in consultation with the Panel.

July - September 2021

Quarterly Report July-September 2021 5 Highlights Operational Review Corporate Developments Activity Data Financial Statements Corporates Listing applications and takeovers activities Quarter ended 30.9.2021 Six months ended 30.9.2021 Six months ended 30.9.2020 YoY change (%) Listing applications 78 198 143 38.5

  Report, Activities, Quarterly, Quarterly report

Guidelines on Competence - SFC

2 For a corporation that has a complex ownership or control structure (eg, structures involving multiple layers, cross-holdings, trusts, nominee arrangements) without an obvious commercial purpose, the SFC may obtain further information to understand whether there is a legitimate reason for the particular structure.

  Guidelines, Purpose, Structure, Competence, Guidelines on competence

註冊辦事處地址更改通知書 - CR

the Registrar in satisfaction of the relevant provision of the Companies Ordinance. Signature 5. This form must be signed by a director or the company secretary. A form which is not properly signed will be rejected by the Companies Registry. New Email Address ( Section 2(b) ) 6.

  Companies, Ordinance, Companies ordinance

Local Government Tax Guide - Missouri

Missouri cannot require out-of-state companies that do not have nexus or a "direct connection" with the stateto ... ordinance/order (by certified mail) of recently enacted local sales/use tax Taxation Division, at: Local Tax ... The city/county must return the new/revised completed agreement on or before the 15th

  Companies, Missouri, Ordinance

1350 STATE OF SOUTH CAROLINA DEPARTMENT OF …

Check if this is a new address Check if this is an application for a charter school 5. Fill out all applicable information: ... † Ordinance that established the corporation B(4) - Nonprofit corporation created for providing water supply or sewage disposal, or a combination of such ... Nonprofit or eleemosynary community theater companies ...

  Companies, Ordinance

Companies Registry’s

Electronic Services of the Companies Registry Delivery of documents for registration under the Companies Ordinance Deliver incorporation applications at e-Registry (www.eregistry.gov.hk) or via “CR eFiling” mobile application. Deliver specified forms (including annual returns) and related documents at e-Registry.

  Companies, Ordinance, Companies ordinance

Section II Production Chapter 14 Insurance Requirements

C. Various state-wide pools (if it is the only coverage that can be obtained) or flood companies approved under the National Flood Insurance Program (NFIP). Carrier must be licensed to do business in the United States. 14.4 Insurance Data Requirements On an annual basis, the Lender must complete and retain an insurance compliance checklist in the

  Companies