Albridge Wealth Reporting 2

1 Albridge Wealth Reporting Report RedesignFrequently Asked QuestionsAlbridge continues to enhance the Albridge Wealth Reporting solution to improve both the advisor and the investor experience. Our latest release will include a series of new reports, designed with an updated look and feel to help you illustrate your client s financial picture more effectively. Quarterly Report PackageIncomplete if presented without accompanying disclosure pagesPrepared for: Sample InvestorPrepared by: Sample AdvisorPage 23 of 35 Return vs. Risk (%)RISK (%)RETURN (%)Example PortfolioCitigroup 3-Month US Treasury BillBalanced61 Risk and ReturnPeriod: 3/8/12 - 6/7/12 Combined Account PortfolioA This report may include assets that the firm does not hold and which are not included on the firm's books and This benchmark is a Composite Benchmark.

2 Please see below for more Benchmark is comprised of 8% Russell 2000 Value, 8% Russell 2000 Growth, 5% MSCI Emerging Markets (TRN), 3% Citigroup 3 month T-Bill, 17% Barclays Aggregate Bond, 16% S&P 500,15% MSCI ACWI Ex-USA (TRN), 14% Russell 1000 GrowthRate Of Return (%)Risk Free RateCitigroup 3-Month US Treasury BillExample Portfolio RiskMean (%)Standard Deviation (%)Sharpe RatioTEN YEARS--6--6--6--6--6 SELECTED START DATE (%)8/10 AnalysisQuarterly Report PackageIncomplete if presented without accompanying disclosure pagesPrepared for: Sample InvestorPrepared by: Sample AdvisorPage 27 of 35 ASSET TYPEVALUE ($)(%)BondsCashNon-US StocksUS Stocks311,581181,84013,7913,575$510, TypeINVESTMENT STYLEVALUE ($) (%)Cash or EquivalentsCorporate BondsGovernment BondLarge Cap - BlendLarge Cap - GrowthLarge Cap - ValueMid Cap - BlendMid Cap - GrowthMid Cap - Value94,49686,83485,30185,30176,61831,66 818,89917,87713,791$510, StylePortfolio SnapshotCURRENT ALLOCATIONCURRENT ALLOCATIONAs of: 6/7/12 Combined Account PortfolioA This report may include assets that the firm does not hold and which are not included on the firm's books and :Total:Quarterly Report PackageIncomplete if presented without accompanying disclosure pagesPrepared for.

3 Sample InvestorPrepared by: Sample AdvisorPage 6 of 35 INVESTMENT STYLEVALUE ($) (%)Cash or EquivalentsCorporate BondsGovernment BondLarge Cap - BlendLarge Cap - GrowthLarge Cap - ValueMid Cap - BlendMid Cap - GrowthMid Cap - ValueTreasury BillTotal:194,49686,83485,30185,30176,61 820,43118,89917,87713,79111,237$510, Accounts Manual Accounts Core Accounts INVESTMENT STYLEVALUE ($) (%)Cash or EquivalentsCorporate BondsGovernment BondLarge Cap - BlendLarge Cap - GrowthLarge Cap - ValueMid Cap - BlendMid Cap - GrowthMid Cap - ValueTreasury BillTotal:94,49686,83485,30185,30176,618 20,43118,89917,87713,79111,237$510, STYLEVALUE ($) (%)Cash or EquivalentsCorporate BondsGovernment BondLarge Cap - BlendLarge Cap - GrowthLarge Cap - ValueMid Cap - BlendMid Cap - GrowthMid Cap - ValueTreasury BillTotal:94,49686,83485,30185,30176,618 20,43118,89917,87713,79111,237$510, of: 6/7/12 Asset Allocation by Investment StyleCombined Account PortfolioA This report may include assets that the firm does not hold and which are not included on the firm's books and Report PackageIncomplete if presented without accompanying disclosure pagesPrepared for: Sample InvestorPrepared by.

4 Sample AdvisorPage 22 of 41 Portfolio MonitorCombined Account PortfolioPortfolio Benchmark 1 Benchmark 2 Beginning Value + Investments Portfolio Model ChangePortfolio Value (thousands $)Quarterly Return (%) ,12Q2,12Q3,12Q2,11*Q4,11Q3,11Q1,12 QTD* Represents Partial : 10/1/12 - 12/31/12 Period: 10/1/12 - 12/31/12600570540510480Q4,12Q2,12Q3,124/ 10/11*Q4,11Q3,11Q2,11Q1,12 QTDP ortfolio ReturnTop 10 HoldingsAs of: 12/31/12 Period: 10/1/12 - 12/31/12 Beginning ValueNet ContributionsChange in ValueEnding ValueReturnBenchmark 1: BARCLAYS CAPITAL INTERMEDIATE GOVERNMENT/CREDIT BONDB enchmark 2: DOW JONES - 30 INDUSTRIAL AVGSINCE START DATE ($)5/1/11 581,959-61,00022,929543, TO DATE ($)537,373-2,5009,015543, YEAR ($)520,110-38,50055,763537, PERIOD ($)536,351-11,00018,537543, TO DATE ($)537,373-2,5009,015543, CORE BOND INSTL CLDODGE & COX INCOMEBAIRD SHORT TERM BOND INSTL CLRUSSELL STRATEGIC BOND CL SRUSSELL US STRATEGIC EQUITY ARUSSELL US STRATEGIC EQUITY CL S BAIRD INTERMEDIATE MUNICIPAL BOND INSTL CLROWE T PRICE SUMMIT MUNICIPAL INTERMEDIATE ISHARES RUSSELL 1000 VALUE INDEX ETFHARRIS OAKMARK INTL CL I Top Ten Total.

5 VALUE ($)41,61341,58039,91724,68415,51113,5861 2,65912,62712,12612,079$226,388% This report may include assets that the firm does not hold and which are not included on the firm's books and general changes are going to be made to the new reports? All reports will now have a new consolidated header showing client name. All reports will now be in a landscape (not portrait) layout to make them easier to read. All portfolio, account and asset class values will be rounded to the whole number. All security and transaction values will be rounded to the same two decimal precision. All data columns will be ordered from left to right with the selected period first, followed by the most recent data.

6 N/A values will now display as a dash - and the value is configurable at the firm level. All reports that require historical return or managed account performance will now consistently include that information. The old generic cover page will be replaced with a new version that allows the home office to create custom cover pages incorporating firm and advisor branding. Portfolio total values will now be the sum of the rounded account values. Previously the total value was calculated independently and may not add up to the individual account totals. Pie and bar versions of reports have been consolidated into one entitlements are required and how can they be switched on or off?

7 The new entitlement required is a role setting, established by the home office. This is either on or off; it cannot be switched on or off by the advisor in real-time. If set to on, all reports that have been redesigned will appear in the new format. Entitlement for the new reports will impact the on-demand, individual PDF reports only. HTML on-screen reports and CSV export reports will remain as is. The same entitlement for the advisor will extend to investor-run PDF was it determined what the new reports should look like and what they should include? Albridge not only incorporated the feedback we directly heard from clients, but also enlisted Dalbar, an industry standard for client Reporting statements, to will happen to my existing logos and branding?

8 All existing logos and branding will be automatically carried over to the new reports. Going forward, the new PDF reports can accept a higher resolution of logos at a minimum of 300 DPI in JPEG/PNG/GIF with a width of 542px and height of report packages and batch jobs feature the new reports? Yes, report packages and batch jobs will include the new reports. In cases where a report being used is no longer available, they will be substituted with a comparable there reports that will no longer be available? The following reports will not be redesigned and are being discontinued. The suggested substitute is provided in parentheses: Account Risk and Return (substitute Portfolio Risk and Return).

9 Manager Risk and Return (substitute Portfolio Risk and Return). Managed Account Performance Summary (substitute Account Performance Detail). Managed Account Summary by Asset Class (substitute Account Performance Detail).The following report has been replaced by an alternative report:Portfolio Detail (replaced by Portfolio Summary with an option to the run the report with details expanded or collapsed).Are there any other modifications?If your firm utilizes any asset classification outside of Asset Type or Investment Objective then the Asset Allocation reports will now reflect the alternative Historical Performance by Investor report will now be updated with the name Security Performance.

10 2018 Albridge Solutions, Inc. Albridge Solutions, Inc. is an affiliate of Pershing LLC, member FINRA, NYSE, SIPC, a wholly owned subsidiary of The Bank of New York Mellon Corporation (BNY Mellon). Trademark(s) belong to their respective owners. For professional use only. Not intended for use by the general American Blvd., Suite 300, Pennington, NJ 08534 ALB_0618_2343_FAQFAQ-ALB-WRRR-6-18