Appendix L Consolidated Patent Laws — March 2021 update

1 Appendix L Consolidated Patent Laws March 2021 update United States Code Title 35 - Patents [Editor Note: Current as of July 1, 2020. The Public Laws are the authoritative source and should be consulted if a need arises to verify the authenticity of the language reproduced below.]. 27 Revival of applications; reinstatement of United States Code Title 35 - Patents reexamination proceedings. PART I UNITED STATES Patent AND. TRADEMARK OFFICE CHAPTER 3 PRACTICE BEFORE Patent . AND TRADEMARK OFFICE. CHAPTER 1 ESTABLISHMENT, OFFICERS. AND EMPLOYEES, FUNCTIONS. 31 [Repealed]. Sec. 32 Suspension or exclusion from practice. 1 Establishment. 33 Unauthorized representation as practitioner. 2 Powers and duties. 3 Officers and employees. CHAPTER 4 Patent FEES; FUNDING;. SEARCH SYSTEMS. 4 Restrictions on officers and employees as to interest in patents. 41 Patent fees; Patent and trademark search 5 Patent and Trademark Office Public Advisory systems. Committees.

2 42 Patent and Trademark Office funding. 6 Patent Trial and Appeal Board. United States Code Title 35 - Patents 6 (pre-AIA) Board of Patent Appeals and PART II PATENTABILITY OF INVENTIONS. Interferences. AND GRANT OF PATENTS. 7 Library. 8 Classification of patents. CHAPTER 10 PATENTABILITY OF. INVENTIONS. 9 Certified copies of records. 10 Publications. 100 (note) AIA First inventor to file provisions. 11 Exchange of copies of patents and applications 100 Definitions with foreign countries. 100 (pre-AIA) Definitions. 12 Copies of patents and applications for public 101 Inventions patentable. libraries. 102 Conditions for patentability; novelty. 13 Annual report to Congress. 102 (pre-AIA) Conditions for patentability; novelty CHAPTER 2 PROCEEDINGS IN THE Patent and loss of right to Patent . AND TRADEMARK OFFICE 103 Conditions for patentability; non-obvious subject matter. 21 Filing date and day for taking action. 103 (pre-AIA) Conditions for patentability.

3 22 Printing of papers filed. non-obvious subject matter. 23 Testimony in Patent and Trademark Office 104 [Repealed]. cases. 104 (pre-AIA) Invention made abroad. 24 Subpoenas, witnesses. 105 Inventions in outer space. 25 Declaration in lieu of oath. 26 Effect of defective execution. CHAPTER 11 APPLICATION FOR Patent . L-1. 111 Application. March 2021. MANUAL OF Patent EXAMINING PROCEDURE. 111 (pre-PLT (AIA)) Application. 141 Appeal to Court of Appeals for the Federal 111 (pre-AIA) Application. Circuit. 112 Specification. 141 (pre-AIA) Appeal to Court of Appeals for the Federal Circuit. 112 (pre-AIA) Specification. 142 Notice of appeal. 113 Drawings. 143 Proceedings on appeal. 114 Models, specimens. 143 (pre-AIA) Proceedings on appeal. 115 Inventor's oath or declaration. 144 Decision on appeal. 115 (pre-AIA) Oath of applicant. 145 Civil action to obtain Patent . 116 Inventors. 145 (pre-AIA) Civil action to obtain Patent . 116 (pre-AIA) Inventors.

4 146 Civil action in case of derivation proceeding. 117 Death or incapacity of inventor. 146 (pre-AIA) Civil action in case of interference. 118 Filing by other than inventor. 118 (pre-AIA) Filing by other than inventor. CHAPTER 14 ISSUE OF Patent . 119 Benefit of earlier filing date; right of priority. 151 Issue of Patent . 119 (pre-AIA) Benefit of earlier filing date; right of priority. 152 Issue of Patent to assignee. 120 Benefit of earlier filing date in the United 153 How issued. States. 154 Contents and term of Patent ; provisional rights. 120 (pre-AIA) Benefit of earlier filing date in the 154 (pre-AIA) Contents and term of Patent ;. United States. provisional rights. 121 Divisional applications. 155 [Repealed.]. 121 (pre-AIA) Divisional applications. 155A [Repealed.]. 122 Confidential status of applications; publication 156 Extension of Patent term. of Patent applications. 157 [Repealed.]. 123 Micro entity defined. 157 (pre-AIA) Statutory invention registration.

5 CHAPTER 12 EXAMINATION OF CHAPTER 15 PLANT PATENTS. APPLICATION. 161 Patents for plants. 131 Examination of application. 162 Description, claim. 132 Notice of rejection; reexamination. 163 Grant. 133 Time for prosecuting application. 164 Assistance of the Department of agriculture . 134 Appeal to the Patent Trial and Appeal Board. 134 (transitional) Appeal to the Board of Patent CHAPTER 16 DESIGNS. Appeals and Interferences. 171 Patents for designs. 134 (pre-AIA) Appeal to the Board of Patent Appeals and Interferences. 172 Right of priority. 135 Derivation proceedings. 172 (pre-AIA) Right of priority. 135 (pre-AIA) Interferences. 173 Term of design Patent . CHAPTER 13 REVIEW OF Patent AND CHAPTER 17 SECRECY OF CERTAIN. TRADEMARK OFFICE DECISION INVENTIONS AND FILING APPLICATIONS IN. FOREIGN COUNTRIES. March 2021 L-2. Patent LAWS. 181 Secrecy of certain inventions and withholding 252 Effect of reissue. of Patent . 253 Disclaimer. 182 Abandonment of invention for unauthorized 253 (pre-AIA) Disclaimer.

6 Disclosure. 254 Certificate of correction of Patent and 183 Right to compensation. Trademark Office mistake. 184 Filing of application in foreign country. 255 Certificate of correction of applicant's mistake. 184 (pre-AIA) Filing of application in foreign 256 Correction of named inventor. country. 256 (pre-AIA) Correction of named inventor. 185 Patent barred for filing without license. 257 Supplemental examinations to consider, 185 (pre-AIA) Patent barred for filing without reconsider, or correct information. license. 186 Penalty. CHAPTER 26 OWNERSHIP AND. 187 Nonapplicability to certain persons. ASSIGNMENT. 188 Rules and regulations, delegation of power. 261 Ownership; assignment. CHAPTER 18 Patent RIGHTS IN 262 Joint owners. INVENTIONS MADE WITH FEDERAL. CHAPTER 27 GOVERNMENT INTERESTS IN. ASSISTANCE. PATENTS. 200 Policy and objective. 266 [Repealed.]. 201 Definitions. 267 Time for taking action in Government 202 Disposition of rights.

7 Applications. 202 (pre-AIA) Disposition of rights. CHAPTER 28 INFRINGEMENT OF PATENTS. 203 March -in rights. 204 Preference for United States industry. 271 Infringement of Patent . 205 Confidentiality. 272 Temporary presence in the United States. 206 Uniform clauses and regulations. 273 Defense to infringement based on prior 207 Domestic and foreign protection of federally commercial use. owned inventions. CHAPTER 29 REMEDIES FOR. 208 Regulations governing Federal licensing. INFRINGEMENT OF Patent , AND OTHER. 209 Licensing federally owned inventions. ACTIONS. 210 Precedence of chapter. 281 Remedy for infringement of Patent . 211 Relationship to antitrust laws. 282 Presumption of validity; defenses. 212 Disposition of rights in educational awards. 283 Injunction. United States Code Title 35 - Patents 284 Damages. PART III PATENTS AND PROTECTION OF. 285 Attorney fees. Patent RIGHTS. 286 Time limitation on damages. CHAPTER 25 AMENDMENT AND 287 Limitation on damages and other remedies.

8 CORRECTION OF PATENTS marking and notice. 251 Reissue of defective patents. 288 Action for infringement of a Patent containing an invalid claim. 251 (pre-AIA) Reissue of defective patents. L-3 March 2021. MANUAL OF Patent EXAMINING PROCEDURE. 288 (pre-AIA) Action for infringement of a Patent 318 Decision of the Board. containing an invalid claim. 319 Appeal. 289 Additional remedy for infringement of design Patent . CHAPTER 31 (pre-AIA) OPTIONAL INTER. 290 Notice of Patent suits. PARTES REEXAMINATION PROCEDURES. 291 Derived patents. 311 (pre-AIA) Request for inter partes 291 (pre-AIA) Interfering patents. reexamination. 292 False marking. 312 (transitional) Determination of issue by 293 Nonresident patentee; service and notice. Director. 294 Voluntary arbitration. 313 (transitional) Inter partes reexamination order by Director. 295 Presumptions: Product made by patented process. 314 (pre-AIA) Conduct of inter partes reexamination proceedings.

9 296 Liability of States, instrumentalities of States, and State officials for infringement of patents. 315 (pre-AIA) Appeal. 297 Improper and deceptive invention promotion. 316 (pre-AIA) Certificate of patentability, unpatentability, and claim cancellation. 298 Advice of counsel. 317 (pre-AIA) Inter partes reexamination 299 Joinder of parties. prohibited. CHAPTER 30 PRIOR ART CITATIONS TO 318 (pre-AIA) Stay of litigation. OFFICE AND EX PARTE REEXAMINATION OF. PATENTS CHAPTER 32 POST-GRANT REVIEW. 301 Citation of prior art and written statements. 321 (note) Post-grant review applicability. 302 Request for reexamination. 321 Post-grant review. 303 Determination of issue by Director. 322 Petitions. 304 Reexamination order by Director. 323 Preliminary response to petition. 305 Conduct of reexamination proceedings. 324 Institution of post-grant review. 305 (pre-AIA) Conduct of reexamination 325 Relation to other proceedings or actions. proceedings.

10 326 Conduct of post-grant review. 306 Appeal. 327 Settlement. 307 Certificate of patentability, unpatentability, 328 Decision of the Board. and claim cancellation. 329 Appeal. CHAPTER 31 INTER PARTES REVIEW United States Code Title 35 - Patents PART IV Patent COOPERATION TREATY. 311 (note) Inter partes review applicability provisions. CHAPTER 35 DEFINITIONS. 311 Inter partes review. 351 Definitions. 312 Petitions. 313 Preliminary response to petition. CHAPTER 36 INTERNATIONAL STAGE. 314 Institution of inter partes review. 361 Receiving Office. 315 Relation to other proceedings or actions. 362 International Searching Authority and 316 Conduct of inter partes review. International Preliminary Examining Authority. 317 Settlement. March 2021 L-4. Patent LAWS. 363 International application designating the United 390 Publication of international design application. States: Effect. 363 (pre-AIA) International application designating SELECTED PROVISIONS OF OTHER TITLES.