C-QUADRAT ARTS Total Return Garant

1 C-QUADRAT ARTST otal Return GarantFund DescriptionFlexible Investment Guidelines - C-QUADRAT arts Total Return Garant is a fund offunds with flexible investment guidelines and an 80 per cent peak guarantee (in relation tothe peak daily NAV realized) on the basis of a CPPI model. This approach distinguishes be-tween "risky asset" and "non-risky asset" exposure. The non-risky asset holdings provide thebasis for the guarantee level and consist of money market components and bank Allocation Process - The fund s risky asset/non-risky asset weighting mayfluctuate between 0 and 100 %. This is determined by the fund s guarantor, Barclays Bank PLC,by means of a dynamic allocation process (CPPI).

2 The fund may also make use of goal of the investment strategy of C-QUADRAT arts Total Return Garant is to realize long-term absolute growth in all market as of: 11/18/2016 Performance since inception: + % of 11/18/2016200620072008200920102011201220 13201420152016100 %120 %140 %160 %80 %60 %0,68%-6,65%18,65%7,23%-6,54%4,84%4,36%8 ,33%-0,2% C-QUADRAT arts Total Return Garant (indexed)80% Peak value guarantee (indexed) %1 %5 %5 years %Past performance figures do not constitute any reliable indicator of future performance. Every capital investmentbears a risk. Prices may rise as well as fall. Issue and redemption fees have not been taken into account when calcu-lating performance.

3 Performance data have been calculated using the OeKB method. Calculation provided by Cyber-financials Datenkommunikation FIGURES (since inception)NAV as of 11/18 EURPeak value guarantee asof 11/18 EURFund m %12m EUR12m EURMod. sharpe DATAI nvestment companyAmpega InvestmentGmbHManagerC-QUADRATK apitalanlage AGSub-ManagerARTS Asset ManagementGmbH, St. P ltenCustodian of the fundRaiffeisen Bank Int. AGGuarantorBarclays Bank PLC (UK)Distribution policyfully reinvestingISIN codeAT0000A03K55 WKNA0 LFPXFund currencyEURI nception date12/11/2006 Subscription feeup to %Management feeup to % (thereof %guarantee costs) + % perf.

4 Fee -high-water-markFinancial year12/01 - 11/30 Registered for sale inAT/DE/SKadvertisement1/2 RatingsState October 2016 Fund Companyof the year 2012 Fund Boutiqueof the year 2011 Lipper Rating (5=highest)Active management of the fund of fund assets(01/31/2007 - 10/31/2016)CPPI-investment ratio(in the Risky Asset = C-QUADRAT arts Total Return system)Quota inside of risky assetsBondsStocksMoney market2007200820092010201120122013201420 1520160 %20 %40 %60 %80 %100 %0 %Calculation provided by Cyberfinancials Datenkommunikation is specified that the management fee coversboth the management and the distribution activi-ties (the latter representing at the most 52% ofthe Total management fee).

5 This marketing document is provided for non-bindinginformation purposes only and does not representany offering or invitation to purchase or sell units inan investment fund, and nor should it be deemed aninvitation to submit an offer for conclusion of anycontract on investment services or collateral perfor-mance. This document cannot replace the advice ofyour personal investment basis for the purchase of investment units is thepresently valid prospectus, the current versions ofthe key investor document ("KID" or "KIID") as wellas the annual report and, if older than eight months,the semi-annual report. Potential investors may ob-tain the current German-language versions free-of-charge from Ampega Investment GmbH, Charles-de-Gaulle-Platz 1, D-50679 K ln, C-QUADRAT Kapitalan-lage AG, Schottenfeldgasse 20, A-1070 Vienna andfrom the registered seat of the paying agent and in-formation office in Germany, Hauck & Aufh user Pri-vatbankiers KGaA, Kaiserstrasse 24, D-60311 Frank-furt am Main.

6 They are also available and a Swiss representative nor a Swiss payingagent has been appointed for the shown fund. Ac-cordingly, this document may only be used for activi-ties which are not sales activities within the meaningof Article 3 of the Swiss Federal Act on Collective In-vestments (Bundesgesetz ber die kollektiven Kap-italanlagen, KAG) of June 23, 2006 and the relevantprovisions of the Swiss Regulation on Collective In-vestments (Verordnung ber die kollektiven Kapita-lanlagen, KKV) of November 22, 2006, as amended,as well as the current practice of the Swiss FinancialMarket Supervisory Authority (FINMA) and the com-petent performance figures indicated are gross perfor-mance figures.

7 These include any costs arising at thefund level and assume the reinvestment of any performance figures do not constitute any reli-able indicator of future performance. Fund-based in-vestments are subject to general economic risks aswell as fluctuations in value which may result in loss-es and even the Total loss of the capital reference is made to the detailed risk noticesprovided in the prospectus. Trends may change andlead to negative Return developments. Trend-follow-ing trading software may overweight or INFORMATIONInfo-hotline:+43 1 515 Positionslast 6 months by holding performanceComgest Growth Greater China (EUR).

8 July - November %Lyxor ETF World Water (EUR) DisMay - %Comgest Growth GEM Promising - November Emerging %Nestor Australien Fonds B (EUR) - November %Deutsche Invest I Euro High - November %Ashmore SICAV Emerging Markets - September %Morgan Stanley Global - November %Comgest Growth Asia Pac ex Japan (.July - November %PIMCO Emerging Markets Bond Fund - August %Morgan Stanley Emerging Markets - July %To manage risky assets, the fund management uses technical trading software designed to follow medium-termtrends which was developed by arts Asset Management. The risky assets that underlie the C-QUADRAT arts TotalReturn Garant can invest up to 50% in equity funds and up to 100% in bond or money market funds.)

9 To implementthe investment policy, particular use is made of a Total Return approach. Funds showing upward movement in theshort to medium term are given the highest weighting in the portfolio data are gross numbers and based on the most recently available information sources and maytherefore deviate from the portfolio data indicated in the fund s accounting (legal/factual inventory).Opportunities / AdvantagesFlexible investment strategy: Equity, bond ormoney market investments are made according tomarket trends and investment policies. The aim ofthe portfolio management is to invest your moneyin the most promising asset of long-term drawdowns: Systematicrisk management is embedded in the Total - Return -model - acting free of human emotions and try-ing to avoid long-term guarantor, Barclays Bank PLC, is subject to thegeneral, market-dependent risk of default (creditrisk), which means that in the case of default, theguarantor cannot meet/fulfill its promised guaran-tee (peak guarantee).

10 If the fund invests in an asset class based on apresent upward trend, this development neverthe-less may give way to a downward trends can only be profitable upon invest-ment in the relevant asset trends can only be avoided, upon disin-vestment.