Conflict Minerals Reporting Template (CMRT)

1 Conflict Minerals Reporting Template (CMRT). Select Language Preference Here: : . : : . Click here to check required fields S lectionner la langue pr f r e ici: English completion Selecione Prefer ncia de idioma Aqui: W hlen sie hier die Sprache: Seleccione el lenguaje de preferencia aqui: Selezionare la lingua di preferenza qui: Revision Burada Dil Tercihini Belirleyin: November 30, 2016. The purpose of this document is to collect sourcing information on tin, tantalum, tungsten and gold used in products Link to Terms & Conditions A. Mandatory fields are noted with an asterisk (*). Company Information Company Name (*): Philips Lighting Declaration Scope or Class (*): A. Company Description of Scope: Company Unique ID: Company Unique ID Authority: DUNS.

2 Address: Amstelplein 2, 1096 BC Amsterdam, - NL (Netherlands). Contact Name (*): Neefs, Carla Email Contact (*): Phone Contact (*): +31646260872. Authorizer (*): Carla Neefs Title - Authorizer: Director Supplier Sustainability Email - Authorizer (*): Phone - Authorizer (*): +31646260872. Effective Date (*): 18-Jan-2017. Answer the following questions 1 - 7 based on the declaration scope indicated above 1) Is the 3TG intentionally added to your product? (*) Answer Comments Tantalum (*) Yes Tin (*) Yes Gold (*) Yes Tungsten (*) Yes 2) Is the 3TG necessary to the production of your company's products and contained in the finished product that your company manufactures or contracts to manufacture? (*) Answer Comments Tantalum (*) Yes Tin (*) Yes Gold (*) Yes Tungsten (*) Yes 3) Do any of the smelters in your supply chain source the 3TG from the covered countries?

3 (SEC term, see definitions tab) (*) Answer Comments The following smelters are known to us as sourcing from the covered countries. They are verified as compliant with the Conflict -Free Smelter Program (CFSP) assessment protocol. Conghua Tantalum and Niobium Smeltry Zhuzhou Cemented Carbide Duoluoshan Yichun Jin Yang Rare Metal Co., Ltd. Exotech Inc. F & X Electro-Materials Limited FIR Metals & Resource Ltd. Global Advanced Metals Aizu Global Advanced Metals Boyertown Guandong Zhiyuan New Material Co., Ltd. Starck Co., Ltd. Starck GmbH Goslar NPM Silmet AS. Starck Inc. Starck Ltd. Starck Smelting GmbH & Tantalum (*) Yes Hengyang King Xing Lifeng New Materials Co., Ltd. Hi-Temp Specialty Metals, Inc. JiuJiang JinXin Nonferrous Metals Co., Ltd.

4 Jiujiang Tanbre Co., Ltd. Jiujiang Zhongao Tantalum & Niobium Co., Ltd. KEMET Blue Metals KEMET Blue Powder Mitsui Mining & Smelting Ningxia Orient Tantalum Industry Co., Ltd. Plansee SE Liezen Telex Metals Taki Chemical Ulba Metallurgical Plant JSC. The following smelters are known to us as sourcing from the covered countries. They are verified as compliant with the Conflict -Free Smelter Program (CFSP) assessment protocol. Alpha Malaysia Smelting Corporation (MSC). Tin (*) Yes Metallo-Chemique Yunnan Tin Company Limited Thaisarco Based upon the information from CFSI and from our direct suppliers, Philips Lighting cannot confirm that no gold smelters identified in our supply chain source from the covered countries. Majority of the Gold (*) Unknown identified CFSP compliant gold smelters disclosed their mineral country of origin to the auditors only and it is not available for the CFSI members.

5 This response will be updated once we have sufficient information whether any gold originates from the covered countries. The following smelters are known to us as sourcing from the covered countries. They are verified as compliant with the Conflict -Free Smelter Program (CFSP) assessment protocol. TUNGSTEN Corp. Asia Tungsten Products Vietnam Ltd. Tungsten (*) Yes Vietnam Youngsun Tungsten Industry Co., Ltd. Wolfram Bergbau und H tten AG. Xiamen Tungsten ( ) Co., Ltd. Conflict Minerals Reporting Template (CMRT). Select Language Preference Here: : . : : . Click here to check required fields S lectionner la langue pr f r e ici: English completion Selecione Prefer ncia de idioma Aqui: W hlen sie hier die Sprache: Seleccione el lenguaje de preferencia aqui: Selezionare la lingua di preferenza qui: Revision Burada Dil Tercihini Belirleyin: November 30, 2016.

6 The purpose of this document is to collect sourcing information on tin, tantalum, tungsten and gold used in products Link to Terms & Conditions A. Mandatory fields are noted with an asterisk (*). 4) Does 100 percent of the 3TG (necessary to the functionality or production of your products) originate from recycled or scrap sources? (*) Answer Comments Tantalum (*) No Tin (*) No Gold (*) No Tungsten (*) No 5) Have you received data/information for each 3TG from all relevant suppliers? (*). Answer Comments Philips Lighting selected priority suppliers that jointly cover the top 80% of the relevant purchasing spend. We have requested these suppliers to investigate their supply chain and report back to us using Tantalum (*) No, but greater than 75% the CFSI Conflict Minerals Reporting Template (CMRT).

7 Each year we conduct this investigation. The data in this Philips Lighting CMRT is based on accepted supplier CMRTs received during the period April 2016 - December 2016. Tin (*) No, but greater than 75% Please see comment above Gold (*) No, but greater than 75% Please see comment above Tungsten (*) No, but greater than 75% Please see comment above 6) Have you identified all of the smelters supplying the 3TG to your supply chain? (*). Answer Comments Tantalum (*) No Tin (*) No Gold (*) No Tungsten (*) No 7) Has all applicable smelter information received by your company been reported in this declaration? (*) Answer Comments Please note that names of 24 additional entities identified by our suppliers which are not on the CFSI list Tantalum (*) Yes of Standard Smelter Names are not included in the Philips Lighting smelter list.

8 This list can be provided on request. Tin (*) Yes Please see comment above Gold (*) Yes Please see comment above Tungsten (*) Yes Please see comment above Answer the Following Questions at a Company Level Question Answer Comments A. Do you have a policy in place that addresses Conflict Minerals sourcing? (*) Yes B. Is your Conflict Minerals sourcing policy publicly available on your website? (Note If yes, the Yes user shall specify the URL in the comment field.) (*). C. Do you require your direct suppliers to be DRC Conflict -free? (*) Yes D. Do you require your direct suppliers to source the 3TG from smelters whose due diligence Yes practices have been validated by an independent third party audit program? (*). E. Have you implemented due diligence measures for Conflict -free sourcing?

9 (*) Yes F. Do you collect Conflict Minerals due diligence information from your suppliers which is in conformance with the IPC-1755 Conflict Minerals Data Exchange standard [ , the CFSI Conflict Yes Minerals Reporting Template ]? (*). G. Do you request smelter names from your suppliers? (*) Yes H. Do you review due diligence information received from your suppliers against your company's Yes expectations? (*). I. Does your review process include corrective action management? (*) Yes J. Are you subject to the SEC Conflict Minerals rule? (*) Yes 2016 Conflict -Free Sourcing Initiative. All rights reserved. 1 . TO BEGIN: Link to "CFSP Compliant Smelter List". Option A: If you know the Smelter Identification Number, input the number in Column A (columns B, C, D, E, F, G, I, and J will auto-populate).

10 Option B: If you have a Metal and Smelter Reference List name combination, complete the following steps: Step 1. Select Metal in column B. Step 2. Select from dropdown in column C (wrong combination will trigger RED color). Step 3. If dropdown selection is "Smelter Not Listed" complete columns D & E. Step 4. Enter all available smelter information in columns H thru P. Revision November 30, 2016. Mandatory fields are noted with an asterisk (*). NOTE: A combination of Options A and B can be used to complete the Smelter List tab. Do not alter autopopulated cells. All errors in the Smelter Reference List should be reported to CFSI by contacting 2016 Conflict -Free Sourcing Initiative. All rights reserved. Smelter Source of Does 100% of the Smelter Facility Location (Country) of Mine(s) or if Identification Smelter Smelter Name of Mine(s) or if recycled or scrap smelter's feedstock Metal (*) Smelter Reference List (*) Smelter Name (*) Smelter Country (*) Smelter Street Smelter City Location: State / Smelter Contact Name Smelter Contact Email Proposed next steps recycled or scrap sourced, enter Comments Number Input Identification Identification sourced, enter "recycled" or "scrap" originate from recycled Province "recycled" or "scrap".