Consultation Conclusion1

This conclusions paper sets out conclusions to the Exchanges consultation on ’ ... will consider granting waiver on a case-by-case basis (for example, to accept a SPAC Promoter if they have overseas accreditation that is equivalent to an SFC Type 6 and/or Type 9 license) (see paragraphs 116 to 123). ...

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CONSULTATION CONCLUSIONS THE REVIEW OF …

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5 EXECUTIVE SUMMARY 1. This paper presents the results of the consultation conducted by SEHK on proposed reform to GEM and changes to the GEM and Main Board Listing Rules.

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Stock Connect Another Milestone - HKEX

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5 Sell-only SSE Securities . Investors will only be allowed to sell but will be restricted from buying such SSE Securities if: (a) such securities subsequently cease to be a constituent stock of the

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HKEx GUIDANCE LETTER HKEx-GL37-12 (June 2012) …

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3 4.3 The Exchange also considers that information required under Paragraph 32(5) is critical to an assessment of an applicant’s future prospects, its ability to generate cash

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Appendix 16 - HKEX

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HKEx GUIDANCE LETTER HKEx-GL68-13 (December …

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1 HKEx GUIDANCE LETTER HKEx-GL68-13 (December 2013) (Updated in June 2015) Subject Guidance on suitability for listing Listing Rules and

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Chapter 14

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1/13 14 – 1 CHAPTER 14 Chapter 14 EQUITY SECURITIES NOTIFIABLE TRANSACTIONS Preliminary 14.01 This Chapter deals with certain transactions, principally acquisitions and disposals, by

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HKEX LISTING DECISION HKEX-LD84-2014 …

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1 HKEX LISTING DECISION HKEX-LD84-2014 (February 2014) (Updated in May 2016) (Updated due to withdrawal of guidance letters superseded by HKEX-GL86-16)

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STOCK OPTIONS MONTHLY REPORT - hkex.com.hk

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12 Henderson Land (HLD) 179,324 2,521 439 -- 9 8,897 380 7,709 16 SHK Properties (SHK ... STOCK CODE UNDERLYING STOCK Name(HKATS Code…

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STOCK OPTIONS MONTHLY REPORT - hkex.com.hk

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12 Henderson Land (HLD) 160,377 2,485 340 -- 8 ... STOCK CODE UNDERLYING STOCK OPTIONS TRADED OPTIONS OPEN INTEREST* Name (HKATS Code) Market Cap

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Shanghai-Hong Kong Stock Connect

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3 I. GENERAL 1. What is Shanghai-Hong Kong Stock Connect? Shanghai-Hong Kong Stock Connect is a securities trading and clearing links programme developed by Hong Kong Exchanges and Clearing Limited (HKEX),

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