FAQs relating to the stock markets and exchanges - SFC
Hong Kong has only three recognised clearing houses under the SFO. They are: (a) Hong Kong Securities Clearing Company Limited; (b) HKFE Clearing Corporation Limited; and (c) SEHK Options Clearing House Limited. All three are deemed to be “recognised clearing houses” by virtue of section 6 of Part 1 of Schedule 10 to the SFO.
Tags:
Limited, Company, Securities, Kong, Clearing, Kong securities clearing company limited
Information
Domain:
Source:
Link to this page:
Please notify us if you found a problem with this document:
Documents from same domain
Registered with the Securities and Futures
www.sfc.hkpersons which deal in securities and/or futures contracts listed or traded on The Stock Exchange of Hong Kong Limited or Hong Kong Futures Exchange Limited or trade in leveraged foreign exchange contracts. These are derived primarily from former rules of the Exchanges and the repealed Leveraged Foreign Exchange Trading Ordinance.
LEGISLATIVE COUNCIL BRIEF Securities and Futures …
www.sfc.hk- 2 - THE PROPOSALS Major policy considerations 4. There are provisions in the SFO including its subsidiary legislation that are designed especially for investor protection.
Guideline on Anti-Money Laundering and Counter- …
www.sfc.hkAnti-Money Laundering and Counter-Terrorist Financing Ordinance, Cap. 615 (the AMLO), and section 399 of the Securities and Futures Ordinance, Cap. 571 (the SFO). 1.2 Terms and abbreviations used in this Guideline shall be interpreted by reference to the definitions set out in the Glossary part of this Guideline. 1.3
Money, Terrorists, Counter, Laundering, Money laundering and counter, And counter terrorist
Table A - Market Capitalisation of the World's Top …
www.sfc.hkTable A - Market Capitalisation of the World's Top Stock Exchanges (As at end June 2018) 表A – 世界各大證券交易所的市值 (截至2018 年6 月底)
World, Market, Table, Capitalisation, Table a market capitalisation of the world s top
交易披露 - sfc.hk
www.sfc.hk交易披露 2018 年3 月22 日 透過吸收合併進行私有化 就中國建材股份有限公司的股份的交易披露 執行人員接獲依據香港《公司收購及合併守則》規則22 作出以下的證券交易的披露:
Exchange Traded Funds and Listed Funds
www.sfc.hkExchange Traded Funds and Listed Funds This FAQ is prepared by the Investment Products Division and aims to provide basic information to market practitioners in respect of exchange traded funds (“ETFs”) and listed funds, which are subject to the SFC Handbook for Unit Trusts and Mutual Funds, Investment-Linked Assurance
Fund, Listed, Exchange, Traded, Exchange traded funds, Exchange traded funds and listed funds
3 Section II - Code on Unit Trusts and Mutual Funds ...
www.sfc.hkTopics January 2019 Provisions of the UT Code New schemes with new operators (i.e. with new management companies and new trustees/ custodians) New schemes with new management companies but existing trustees/ custodians
Mergers and Share - sfc.hk
www.sfc.hkJuly 2018 Int-1 INTRODUCTION 1. Nature and purpose of the Takeovers Code and Share Buy-backs Code 1.1 The Takeovers Code and the Share Buy-backs Code have been issued by the SFC in consultation with the Panel.
July - September 2021
www.sfc.hkQuarterly Report July-September 2021 5 Highlights Operational Review Corporate Developments Activity Data Financial Statements Corporates Listing applications and takeovers activities Quarter ended 30.9.2021 Six months ended 30.9.2021 Six months ended 30.9.2020 YoY change (%) Listing applications 78 198 143 38.5
Guidelines on Competence - SFC
www.sfc.hk2 For a corporation that has a complex ownership or control structure (eg, structures involving multiple layers, cross-holdings, trusts, nominee arrangements) without an obvious commercial purpose, the SFC may obtain further information to understand whether there is a legitimate reason for the particular structure.
Guidelines, Purpose, Structure, Competence, Guidelines on competence
Related documents
Stock Exchange Kong Securities Clearing Company Limited ...
media-sensetime.todayir.com1 Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited (the “Stock Exchange”) and Hong Kong Securities Clearing Company Limited (“HKSCC”) take no responsibility for the contents of this announcement, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising
Limited, Company, Securities, Kong, Clearing, Clearing limited, Kong limited, Kong securities clearing company limited
Hong Kong Exchanges and Clearing Limited, The Stock ...
iis.aastocks.comDec 15, 2021 · Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited and Hong Kong Securities Clearing Company Limited take no responsibility for the contents of this Form of Acceptance, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising …
Limited, Company, Securities, Kong, Clearing, Clearing limited, Kong limited, Kong securities clearing company limited
HKSCC Company
media-sensetime.todayir.com1 Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited (the “Stock Exchange”) and Hong Kong Securities Clearing Company Limited (“HKSCC”) take no responsibility for the contents of this announcement, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising
Limited, Company, Securities, Kong, Clearing, Clearing limited, Kong limited, Kong securities clearing company limited
DTC Participant Report (Alphabetical Sort)
www.dtcc.comhong kong securities clearing company limited : 2338 hrt financial lp : 0369 hsbc bank usa, national association : 2165 hsbc bank usa, national association/ipa : 1544 hsbc bank usa, na/hsbc custody & clearing services for stock loan & 1950 hsbc bank usa, n.a.-ipb ...
Limited, Company, Securities, Kong, Clearing, Kong securities clearing company limited
Revised Participant List - March 2017 - ASX
www.asx.com.auThe Trust Company Limited 20025 ... 1193 ABN AMRO Clearing Sydney Pty Ltd 9522 Citadel Securities (Hong Kong) Limited 1193 ABN AMRO Clearing Sydney Pty Ltd 2522 Citadel Securities (Hong Kong) Limited ... 1402 Commonwealth Securities Limited 3102 CBA Markets Limited 3033 Citigroup Securities Clearing Australia Limited 2312 CLSA Australia Pty Ltd
Limited, Company, Securities, Kong, Clearing, Limited company, Securities limited, Securities clearing
Annual Report - Sinopec
ssc.sinopec.comHKSCC (Nominees) Limited Hong Kong Securities Clearing Company (Nominees) Limited Share Option Incentive Scheme A Share Option Incentive Scheme of the Company This Grant The Company granted the total amount of incentive objects not exceeding 50.85 million stock options according to the Share Option Incentive Scheme CITIC Limited China ...
Limited, Company, Securities, Kong, Clearing, Kong securities clearing company
NOTICE OF LISTING ON THE STOCK EXCHANGE OF HONG …
www.mtr.com.hklocal securities law. NOTICE OF LISTING ON THE STOCK EXCHANGE OF HONG KONG LIMITED MTR CORPORATION LIMITED 香港鐵路有限公司 (incorporated in Hong Kong under the Companies Ordinance with limited liability) (Stock Code: 66) and MTR CORPORATION (C.I.) LIMITED (a company organised under the laws of the Cayman Islands on 30th October, 2000)