ICAO Doc 9760 (Airworthiness Manual) 3rd Edition-2014

1 ICAO Doc 9760 (Airworthiness manual ) 3rd Edition-2014 Alain CoutuAirworthiness / OPSAir Navigation BureauICAO-HQMashhor AlblowiRegional Officer, Flight SafetyICAO MID Regional Office1 Introductions and administrative arrangements Introductions Working arrangements Building & facilities Cell phones Questions Parking Lot Programme Feed Back Form23 DAY1: Tuesday, 27 May 9760 Part I Definitions and 9760 Part II Airworthiness Organizational Structure and State 9760 Part III State of RegistryDAY 2: Wednesday, 28 May 9760 Part III State of 9760 Part IV State of the 9760 Part IV State of the 9760 Part IV State of the OperatorDAY 3: Thursday, 29 May 9760 Part V State of Design and manual Doc 9760 Third EditionKhartoum, Sudan(27-29 May 2014)Seminar ScheduleIntroductions and administrative arrangementsProgrammeAirworthiness seminarOpening, introduction and administrative announcementsModule 1 OverviewModule 2 Part I of Doc 9760 Module 3 Part II of Doc 9760 Module 4 Part III of Doc 9760 Module 5 Part IV of Doc 9760 Module 6 Part V of Doc 9760 Quiz and closing4 Introductions and administrative arrangementsQuestions?

2 5 Module 1 - OverviewThis Objectives of the seminars ICAO Structure Discussion airworthiness vs continuing airworthiness Purpose of Doc 9760 Background of changes to Doc 9760 Contents of Doc 97606 Module 1 - Overview Purpose of the seminar To familiarize users with the 3rdedition of Doc 9760 (Airworthiness manual ) Provide an introduction to the contents of the manual Support States in their development of regulations, processes and procedures. Seek comments to improve the contents of the Manual7 Module 1 OverviewICAO StructureAssembly (191 Contracting States)SecretariatCommittee on Joint Support of Air Navigation Services Council(36 Members)Panels MeetingsAir Transport Committee Finance CommitteeAir Navigation Commission(19 Members)8 International Civil aviation OrganizationICAO AssemblyICAO CouncilAir Navigation CommissionICAO Member States (191)9 Module 1 OverviewSecretariat StructureSecretary GeneralLegal Affairs and External Affairs Bureau (LEB)Air Transport Bureau(ATB)Air Navigation Bureau(ANB) technical Co-operation Bureau (TCB)Bureau of Administration and Services (ADB)

3 BangkokCairoDakarLimaMexicoNairobiParisS afety Standardization and InfrastructureSafety Management and MonitoringFlight OperationsAir Transport ManagementAerodromesIntegrated Infrastructure ManagementAccident InvestigationMeteorologyAviation MedicineDangerous GoodsAviation Safety TrainingContinuous Monitoring and OversightIntegrated Safety ManagementImplementation Support and Development10 Module 1 - OverviewFlight Operations structureMr Mitchell FoxChief, Flight Operations SectionMiguel MarinTechnical Officer OperationsHenry DefalqueTechnical Officer Operations / PELN icole Barrette -SabourinTraining Officer TrainingMichelle MillarTechnical Officer Operations / Human FactorsAlain CoutuTechnical Officer AirworthinessAnnex 1 Personnel LicensingAnnex 6 Operation of AircraftAnnex 7 Aircraft Nationality and Registration MarksAnnex 8 Airworthiness of AircraftMartin MaurinoSafety, Efficiency and Operations Officer 11 Module 1 OverviewICAO Documentation structureConvention and ArticlesAnnexes (19)(Standards and Recommended Practices, SARPS)GuidanceCircularsAppendicesAttachm entsProcedures for Air Navigation Services(PANS)

4 12 Module 1 - OverviewMaking of a ICAO StandardProposalDevelopmentReviewAdoptio n and publication13 Origin of ProposalOrigin of ProposalSecr tariatR unionsANCM eetingsPanels &CommitteesContracting StatesAssemblyCouncilSecretariatProposal for ActionInternationalOrganizationsAudio-vi sual Aids U nit I CAO, 2 004 14 ANC PanelSecretariatDivisionalMeetingANStudy GroupANC Preliminary ReviewDevelopment PhaseDevelopment PhaseProposal for ActionANCT echnicalProposalAudio-vi sual Aids U nit I CAO, 2 004 15 ANC Final ReviewReview PhaseReview PhaseANC Preliminary ReviewSecretariat AnalysisContractingStatesInternationalOr ganizationsSecretariatAudio-vi sual Aids U nit I CAO, 2 004 16 Adoption / Publication PhaseAdoption / Publication PhaseAdoption DateAdoption DateEffective DateEffective DateApplicability DateApplicability Date(Amendment becomes effective if not disapproved by majority of States)(Usually November)ANC Final ReviewANC RecommendsCouncil AdoptsStatesSupplementBlue EditionApplicability Date(Usually March)4 Months (minimum)2 weeksANNEXANNEXG reen EditionSecretariatDisapproveNotification ofDifferencesAudio-vi sual Aids U nit I CAO, 2 004 4 Months17 InternationalOrganizationsANC RecommendsAN Study GroupDivisional MeetingSecretariatAssemblyContracting StatesCouncilSecretariatANCP anels & CommitteesANC PanelANCS ecretariatAnalysisStatesANNEXP roposal for ActionPANSM eetings3 MonthsANC ApprovesAdoption Date(Usually March)

5 SecretariatBlue EditionApplicability DateDisapprove(Amendment becomes effective if not disapproved by majority of States)Blue EditionApplicability DateCouncil AdoptsTechnical ProposalContracting StatesANC Final Review10 Months ApproximatelyReview PhaseOrigin of ProposalDevelopment PhaseAdoption/Publication PhaseApproximately 2 years2 weeksSecretariat4 Months minimumApplicability Date(Usually November)Direct SubmissionValidationSubject to Approvalby President of Councilon behalf of CouncilGreen EditionStatesNotification of DifferencesSuppl ementPANSANNEXE ffective Date0 - 5 yearsAudio-vi sual Aids U nit ICAO, 2004 4 MonthsANC Preliminary ReviewInternational OrganizationsGreen Edition18 InternationalOrganizationsANC RecommendsAN Study GroupDivisional MeetingSecretariatAssemblyContracting StatesCouncilSecretariatANCP anels & CommitteesANC PanelANCS ecretariatAnalysisStatesANNEXP roposal for ActionPANSM eetings3 MonthsANC ApprovesAdoption Date(Usually March)SecretariatBlue EditionApplicability DateDisapprove(Amendment becomes effective if not disapproved by majority of States)

6 Blue EditionApplicability DateCouncil AdoptsTechnical ProposalContracting StatesANC Final Review10 Months ApproximatelyReview PhaseOrigin of ProposalDevelopment PhaseAdoption/Publication PhaseApproximately 2 years2 weeksSecretariat4 Months minimumApplicability Date(Usually November)Direct SubmissionValidationSubject to Approvalby President of Councilon behalf of CouncilGreen EditionStatesNotification of DifferencesSuppl ementPANSANNEXE ffective Date0 - 5 yearsAudio-vi sual Aids U nit ICAO, 2004 4 MonthsANC Preliminary ReviewInternational OrganizationsGreen Edition19 Module 1 OverviewObjectives of the seminarAt the end of this seminar the participant would be able to identify, with reference to the ICAO Doc 9760: the structure of an Airworthiness Organization and its airworthiness responsibilities the roles and responsibilities of the State of Registry, State of the Operator and State of Design and 1 OverviewDiscussion What is Airworthiness / Airworthy?

7 21 Module 1 OverviewDiscussionAirworthinessis the measure of an aircraft's suitability for safe flight WikipediaAirworthy- The status of an aircraft, engine, propeller or part when it conforms to its approved design and is a condition for safe operationAnnex 8To b e airworthy: (1) The aircraft must conform to its Type Certificate (TC). (2) The aircraft must be in a condition for safe operation. FAAA irworthyis defined as when an aircraft, including its component parts, meets its type design or properly altered condition and it is in a condition for safe operationCASA22 Module 1 OverviewDiscussionAnnex 8, DefinitionsAppropriate airworthiness requirementsThe comprehensive and detailed airworthiness codes established, adopted or accepted by a Contracting State for the class of aircraft, engine or propeller under 8, Chapter Certificate of Airworthiness shall be issued by a Contracting State on the basis of satisfactory evidence that theaircraft complies with the design aspects of the appropriate airworthiness 8, Definitions.

8 1 OverviewDiscussion24 Module 1 OverviewDiscussion25 Module 1 OverviewDiscussion26 Module 1 OverviewDiscussion What is continuing airworthiness?27 Module 1 OverviewDiscussionAnnex 8, DefinitionsContinuing airworthinessThe set of processes by which an aircraft, engine, propeller or part complies with the applicable airworthiness requirements and remains in a condition for safe operation throughout its operating lifeAnnex 8, Definitions28 Module 1 OverviewIncidents reported by States(from ECCAIRS 2005 to 2010)System / Component failure or malfunction (non-powerplant) = 628 of 5093 incidentsComponent failure (total) = 1105 of 5093 incidents; which is 22%of total incidentsSystem / Component failure or malfunction (powerplant) = 477 of 5093 incidents29 Module 1 OverviewGlobal accident rate30 Module 1 OverviewGlobal audit results31 QuizDo you know?

9 1. How many Parts are there in 3nd edition of Doc 9760?2. Where can you find guidance on the structure for an Airworthiness Organization?3. Whose responsibility is it to issue a Certificate of Airworthiness?4. A Maintenance Organisation approval is granted by whom?5. How many phases are in the process for the issuance of an Air Operator Certificate?6. Who grants the approval for Extended Diversion Time Operations?32 QuizDo you know?7. What are the State of Registry s responsibilities for continuing airworthiness?8. Which State approves Major repairs and modifications?9. What are the State of Design s responsibilities for continuing airworthiness?10. Whose responsibility is it to issue the Mandatory Continuing Airworthiness Instruction?11. Whose responsibility is it to approve the Maintenance Programme?

10 12. Who approves the Reliability Programme?33 QuizDo you know?13. Can an aircraft be registered in more then one State?14. Can one airplane have a different States of Registry then the State of the Operator?34 Module 1 OverviewPurpose of Doc 9760 Outlines the duties and responsibilities of States to meet the provisions of Annex 8 and Annex 6 with regards to the airworthiness and continuing airworthiness of aircraft Provides guidance and support for States to meet their airworthiness safety oversight functions as described in Doc 9734 Part A (Safety Oversight Manual) 35 Module 1 OverviewPurpose of Doc 9760 Annex 8 (Foreword)Use of the guidance material in the Airworthiness manual (Doc 9760). Contracting States are invited to note that the material in the Airworthiness manual is intended to guide them in the development of their detailed and comprehensive national codes with a view to introducing uniformity in those national codes.