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MEMORANDUM OF UNDERSTANDING - cftc.gov
For APRA, the Australian Prudential Regulation Authority Act 1998, the Banking Act 1959, regulations made pursuant to those and other applicable laws, prudential standards, and other applicable legal or regulatory requirements in Australia.
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MEMORANDUM OF UNDERSTANDING - cftc.gov
www.cftc.govMemorandum of Understanding ("MOU") regarding cooperation and the exchange of information in the supervision and oversight of regulated entities that operate on a cross-border basis in both the United States and Singapore.
CFTC's Office of International Affairs 26th Annual Symposium
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Federal Register: De Minimis Exception to the Swap Dealer ...
www.cftc.govthe swap market was limited, and that they expected more information to be available in the future (following the implementation of swap data reporting), which would enable the Commissions to make a more informed assessment of the proper level for the de minimis
Federal Register: 17 CFR Part 3 Chief Compliance Officer ...
www.cftc.govSwap Dealers, and Major Swap Participants; Amendments, 82 FR 21330 (proposed May 8, 2017). 9 See Business Conduct Standards for Security-Based Swap Dealers and Major Security-Based Swap Participants, 81 FR 29960 (May 13, 2016) (“SEC Adopting Release”).
Click here to write Company - cftc.gov
www.cftc.govThis document is intended for Genium INET NFX Trading System TradeGuard application users that need to configure and monitor the real-time risk exposure by participants at an exchange NASDAQ Futures, Inc. (NFX).
NASDAQ OMX Futures Exchange Rule Submission, July 18, 2013
www.cftc.govFutures Trading Commission under the Act, NASDAQ OMX Futures Exchange, Inc. (“NFX” or “Exchange”) revises and adopts new trading rules in connection with modernizing its trading platform.
Traders in Financial Markets Explanatory Notes - cftc.gov
www.cftc.govExplanatory Notes The Traders in Financial Futures (TFF), announced by the Commodity Futures Trading Commission (CFTC) on July 22, 2010, builds on improvements to transparency implemented in 2009 that disaggregated data in the CFTC’s weekly Commitments of Traders (COT) Reports.
Case 3:15-cv-00354-BJD-MCR Document 88 Filed 03/12/18 …
www.cftc.govcase 3:15-cv-00354-bjd-mcr document 88 filed 03/12/18 page 1 of 16 pageid 3026 united states district court middle district of florida jacksonville division united states commodity futures trading commission, plaintiff, v. wesley allen brown, edward rubin, and maverick international, inc, ...
TRADE AND DEVELOPMENT REPORT, 2009 - cftc.gov
www.cftc.gov56 Trade and Development Report, 2009 Box 2.1 Financial invesTmenT in commodiTy indexes and The relaTionship beTween FuTures and spoT prices Financial investment in commodity indexes is undertaken as part of a passive investment strategy (i.e.
Statement of Statutory Accounting Principles No. 86 ...
www.cftc.gov“Income generation transaction” is defined as derivatives written or sold to generate additional income or return to the reporting entity. They include covered options, caps, and floors (e.g., a reporting
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