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REQUIREMENTS FOR CONSIDERATION

ATTENTION APPLICANTSPLEASE READ THIS PAGE BEFORE COMPLETING THE ATTACHED APPLICATION FORCERTIFICATE OF ELIGIBILITY AND CONTRACTOR QUALIFICATION NOTE: Asset Management certification is only required for prime bids on projects for theconstruction, reconstruction, installation, demolition, maintenance or repair of any building by a publicagency estimated to cost more than twenty-five thousand dollars ($25,000). Asset Managementcertification is not required for filed FOR CONSIDERATION :1. Your firm must be in business for at least one (1) Your firm must have successfully completed a minimum of five (5) contracts in any one of thecategories of work listed on the Application for Certificate of Eligibility (Form CQ1) within thepast five years. Three of these contracts must be for at least $25,000 and the other two mustbe for at least $15, You firm must have an established bonding capacity with a surety company that is licensed todo business in the Commonwealth of filling out the Application for Certificate of Eligibility and Contractor Qualification Statement, be sureto answer all questions and include all required information.

FEE SCHEDULE In order for your application to be processed, it must include a certified check or money order payable to the Commonwealth of Massachusetts in the amount designated below, based on your

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Transcription of REQUIREMENTS FOR CONSIDERATION

1 ATTENTION APPLICANTSPLEASE READ THIS PAGE BEFORE COMPLETING THE ATTACHED APPLICATION FORCERTIFICATE OF ELIGIBILITY AND CONTRACTOR QUALIFICATION NOTE: Asset Management certification is only required for prime bids on projects for theconstruction, reconstruction, installation, demolition, maintenance or repair of any building by a publicagency estimated to cost more than twenty-five thousand dollars ($25,000). Asset Managementcertification is not required for filed FOR CONSIDERATION :1. Your firm must be in business for at least one (1) Your firm must have successfully completed a minimum of five (5) contracts in any one of thecategories of work listed on the Application for Certificate of Eligibility (Form CQ1) within thepast five years. Three of these contracts must be for at least $25,000 and the other two mustbe for at least $15, You firm must have an established bonding capacity with a surety company that is licensed todo business in the Commonwealth of filling out the Application for Certificate of Eligibility and Contractor Qualification Statement, be sureto answer all questions and include all required information.

2 Failure to answer any question orcomply with any directive contained in these forms may result in denial of ensure that the following items are included:1. Form CQ1 - Application for Certificate of Eligibility2. Form CQ2 Contractor Qualification Statement3. Fee payment in the form of certified check or money order made payable to theCommonwealth of Articles of Organization or massachusetts Foreign Corporation Certificate if an out of Most recent massachusetts Corporation Annual Report or massachusetts ForeignCorporation Annual Report if an out of state Resumes of all principal and supervisory personnel (including copies of all appropriate tradelicenses, both corporate and Original letter from bonding agent or surety company addressed to DCAM confirming singleproject and aggregate bonding capacity and the name of the surety company providingthese Most recent year ending reviewed or audited financial Affidavit and notary (page 13 of Form CQ2).)

3 DO NOT SUBMIT BINDERS OR INCLUDE SUPERFLUOUS MATERIALSDear Contractor:To help expedite the processing of your application with the Division of Capital Asset Management ( AssetManagement ), the Contractor Certification Office has developed the following question/answer tips forthe most frequently asked : My firm routinely engages in non-building horizontal projects such as bridge and tunnelconstruction. May I list these projects on the Asset Management application in sections , and ? ANSWER: No. Asset Management certification is only required for prime bids on projects for theconstruction, reconstruction, installation, demolition, maintenance or repair of any building by a publicagency. For a listing of applicable categories please refer to the Asset Management Form CQ1. Only suchprojects should be listed on this application. Projects that should be omitted from this application wouldinclude, but are not limited to bridges, tunnels, highways, site work, underground storage tanks notassociated with buildings, retaining walls, dams, : My firm is the parent company of a subsidiary.

4 Our financial statement is combined and doesnot differentiate between the parent and the subsidiary. Since the statement is audited, is this sufficient ? ANSWER: No. Whether your firm is the parent of one or more subsidiaries, or if your firm is thesubsidiary of a parent company, you must furnish along with your reviewed or audited statement afinancial breakdown that differentiates between parent and subsidiary. The breakdown itself does nothave to be reviewed or audited; an in-house generated report signed off by your firm s financial officer isacceptable. However, it must show assets, liabilities, gross revenues, stockholder equity, and net : My firm is certified in the General Building Construction ( GBC ) category. We have appliedfor other categories such as Floor Covering and Painting, but never received certification in these must we do to obtain certification is these categories ?

5 ANSWER: To be certified in any category, your firm must perform the work using its own employees, notsubcontractors. The only exceptions are GBC, Sewage & Water Treatment Plants, Historical BuildingRestoration and Modular Construction/Prefab categories where it is customary to subcontract outportions of the work to subcontractors. To be certified in any primary and secondary categories (allapplicable categories are listed on the Asset Management Form CQ1) you must list the work under the category column of sections , , and of the Asset Management application. Additionally, youmust give a breakdown of the dollar amount for each example, your firm was the general contractor and you installed the floor covering with your ownemployees. The breakdown may read:Total Contract Amount - $125, $100, Covering $25, the secondary category (such as the floor covering in this example) had a contract value of at least$25,000, credit towards that category will be given.

6 A minimum of three projects in most* secondarycategories (two of which had a minimum contract value of $25,000, and one that had a minimum value of$15,000) is required for first-time applicants, as well as current certificate holders wishing to amend your firm requested but did not receive certification in a particular category it is probably because:a) Your firm did not perform the work using its own ) The category was not listed anywhere in sections , and of the ) The minimum number of contracts and/or minimum dollar amounts were not sufficient.*A minimum of five (5) completed projects is required for GBC to be added to a SCHEDULEIn order for your application to be processed, it must include a certified check or money orderpayable to the Commonwealth of massachusetts in the amount designated below, based on youranticipated Aggregate Work Aggregate Work Limit to be shown on the contractor's Certificate of Eligibility isdetermined by multiplying the contractor's highest twelve (12) month volume of constructionwork completed in the past five years by a factor of The twelve month volume shouldgenerally be the contract income or revenue shown on the income statement, although any twelvemonth period can be used.

7 The resulting figure, however, may not exceed the contractor's total(aggregate) bonding Work LimitFee Amount Less Than$ 100,000 $ $ 100,000to$ 999,999 $ $ 1,000,000to$ 4,999,999$ $ 5,000,000to$ 9,999,999$ $10,000,000to$19,999,999$ $20,000,000to$49,999,999$ $50,000,000 and above$ = x (Highest Twelve Month Volume of Completed Work)Please understand that once the evaluation of your application commences, there can be norefunds. The Division Of Asset Management greatly appreciates your cooperation in this contact the Contractor Certification Office at (617) 727-9320 if you have any APPLICATION CHECKLISTIMPORTANT!! HAVE YOU ENCLOSED ALL OF THE FOLLOWING? Place a next to each item, and return this form with yourapplication:____Fee payment in the form of certified check or money order(personal and business checks will not be accepted) madepayable to the Commonwealth of Massachusetts____Copy of Articles of Organization____Copy of most recent signed and dated MassachusettsCorporation Annual Report (or Mass Foreign CorporationAnnual Report if an out of state firm)____Most recent year ending financial statement reviewed oraudited by your firm s CPA____Resumes of Principals and supervisory personnel____Complete and legible list of references for each project,including name and phone numbers of contact persons ( of Contractor Qualifications Statement)____Affidavit statement (part Vll, page 13 of your application)____Original letter (photo copies will not be accepted)

8 From yourbonding agent addressed to DCAM listing single and aggregatebonding limits and the name of the surety companyFailure to provide any of the above may result in the delay and/ordenial for your application for you have any questions please call (617) 727-9320, and ask for theCertification OfficeDCAM Form CQ1 Revised May 9, 2000 APPLICATION FOR CERTIFICATE OF ELIGIBILITYCOMPANY NAME:CATEGORIES OF WORK:ADDRESS: ____ GENERAL BUILDING CONSTRUCTION ____ ALARM SYSTEMS ____ ASBESTOS REMOVALTELEPHONE: ____ DEMOLITION ____ DOORS & WINDOWS ____ ELECTRICALSUBMITTED BY: ____ ELEVATORS ____ ENERGY MANAGEMENT SYSTEMS ____ FIRE PROTECTION SPRINKLER SYSTEMSDATE: ____ FLOOR COVERING ____ HISTORICAL BUILDING RESTORATIONINDICATE CATEGORIES OF WORK FROM ____ HISTORICAL MASONRYTHE LIST AT THE RIGHT FOR WHICH ____ HISTORICAL PAINTINGYOU WISH TO RECEIVE CERTIFICATION.

9 ____ HISTORICAL ROOFING ____ HVACTO BE CONSIDERED FOR CERTIFICATION ____ MASONRYIN ANY CATEGORY, CONTRACTORS MUST ____ MECHANICAL SYSTEMSPERFORM WORK IN THOSE CATEGORIES* ____ MODULAR CONSTRUCTION/ PREFABUSING THIER OWN WORKFORCE. ____ PAINTINGCERTIFICATION WILL NOT BE GRANTED IN ____ PLUMBINGIN CATEGORIES WHERE THE WORK WAS ____ PUMPING STATIONSSUBCONTRACTED. ____ ROOFING ____ SEWAGE AND WATER TREATMENT PLANTS*EXCEPT GENERAL BUILDING CONSTRUCTION, ____ TELECOMMUNICATIONS SYSTEMSSEWAGE & WATER TREATMENT PLANTS, ____ WATERPROOFINGHISTORICAL BUILDING RESTORATIONAND MODULAR CONSTRUCTION/ PREFAB. DATE RECEIVED: _____SPECIAL(FOR DCAM PRE-APPROVED PROJECTS ONLY)DCAM Form CQ2 Revised May 9, 2000 Page 1 of 13 CONTRACTOR QUALIFICATION STATEMENTFIRM S NAME:ADDRESS:TELEPHONE:FAX:SUBMITTED BY:CURRENT OR MOST RECENTDCAM CERTIFICATE NUMBER: FOR DCAM USE ONLYSTATEMENT NUMBER: DATE RECEIVED: DCAM Form CQ2 Revised May 9, 2000 Page 2 of 13 NOTE: ALL QUESTIONS MUST BE ADDRESSED BY THE CONTRACTOR IN ORDER FOR THIS QUALIFICATIONFORM TO BE PROPERLY COMPLETED.

10 FAILURE OF THE CONTRACTOR TO ANSWER ANY QUESTION ORCOMPLY WITH ANY DIRECTIVE CONTAINED IN THIS FORM MAY BE USED AS GROUNDS TO FIND ITINELIGIBLE. IF ADDITIONAL SPACE IS NEEDED, PLEASE ATTACH SEPARATE 1 HISTORICAL THE EXACT NAME BY WHICH YOUR FIRM IS MANY YEARS HAS YOUR FIRM BEEN IN BUSINESS UNDER ITS PRESENT BUSINESSNAME? A GENERAL CONTRACTOR, HOW MANY YEARS HAS YOUR FIRM BEEN IN BUSINESS? YOUR FIRM HAS NOT ALWAYS BEEN A GENERAL CONTRACTOR, LIST THE TRADES THATYOUR FIRM CUSTOMARILY PERFORMED PRIOR TO THE TIME THAT IT BECAME A ALL OTHER NAMES BY WHICH YOUR FIRM HAS BEEN KNOWN AND THE LENGTHOF TIME KNOWN BY EACH II ORGANIZATIONAL STRUCTUREIF A CORPORATION, LIST OR ENCLOSE THE OF OF OF CORPORATION:FOR PROFIT:_____ NON-PROFIT:_____PUBLICLY TRADED:_____ LLC: OF (S) OF VICE-PRESIDENT(S) OF SECRETARY OR OF COPY OF YOUR FIRM'S ARTICLES OF ORGANIZATION OR massachusetts FOREIGNCORPORATION CERTIFICATE (IF AN OUT OF STATE FIRM) AS FILED WITH THE SECRETARYOF STATE OF COPY OF MOST RECENT massachusetts CORPORATION ANNUAL REPORT ORMASSACHUSETTS FOREIGN CORPORATION ANNUAL REPORT (IF OUT OF STATE FIRM) ASFILED WITH THE SECRETARY OF STATE OF Form CQ2 Revised May 9, 2000 Page 3 of 13IF A PARTNERSHIP, LIST OR ENCLOSE THE IN WHICH OF OF OF ALL PRINCIPAL A PARTNERSHIP, ATTACH A COPY OF BUSINESS CERTIFICATE AS FILED WITH THE CLERKOF THE CITY OR TOWN WHERE PARTNERSHIP IS LOCATED.


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