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SECURITIES AND EXCHANGE COMMISSION RULES AND …

Broker/Dealer fees. 50. Examination by Self-Regulatory Organizations. 51. Reports to be filed. 52. Recognition of Experts. 53. Expert’s Report. 54. Exceptions. ... Prohibition of assignment. 166. Agreement by issuer. 167. Handling of share transfer and maintenances of records to be at a single point. 168. Redress of grievances. !!

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