Self inSpection handbook

1 For niSp contractorS Self- inSpection handbook Defense Counterintelligence and Security Agency | Jun 2021 v2 Self- inSpection handbook for NISP Contractors SELF- inSpection handbook for niSp contractorS Section 1 - Overview Section 2 - Risk Exposure Section 3 - inSpection Checklists Section 4 - inSpection Findings Appendix 1 - Questions for Employees Jun 20212 Jun 20213 Self- inSpection handbook for NISP ContractorsJun 20214 Self- inSpection handbook for NISP ContractorsJun 20215 Self- inSpection handbook for NISP ContractorsJun 20216 Self- inSpection handbook for NISP ContractorsJun 20217 Self- inSpection handbook for NISP ContractorsPage:3 of 8 Self- inSpection handbook for NISP ContractorsJun 20218 Jun 20219 Self- inSpection handbook for NISP Contractors Section - Procedures Total Items: Answered: Yes No NA Not Answered - Procedures Jun 2021 Self- inSpection handbook for NISP Contractors Sec - ProceduresSec Procedures ID 32 CFR Ref: Question: YES NO N/A How Implemented/Notes: How Implemented/Notes: How Implemented/Notes: How Implemented/Notes: handbook for NISP Contractors Sec - ProceduresSec Procedures ID 32 CFR Ref: Question: YES NO N/A How Implemented/Notes: How Implemented/Notes: How Implemented/Notes: How Implemented/Notes: Jun handbook for NISP Contractors Sec - ProceduresSec Procedures ID 32 CFR Ref: Question: YES NO N/A How Implemented/Notes: How Implemented/Notes: How Implemented/Notes: How Implemented/Notes: Jun handbook for NISP Contractors Sec - ProceduresSec Procedures ID 32 CFR Ref: Question: YES NO N/A How Implemented/Notes: Jun handbook for NISP Contractors Section Reporting Requirements Total Items: Answered: Yes No NA Not Answered - Reporting Requirements Jun 2021 Self- inSpection handbook for NISP Contractors - Reporting - Reporting Requirements ID 32 CFR Ref: Question.

2 YES NO N/A How Implemented/Notes: How Implemented/Notes: How Implemented/Notes: How Implemented/Notes: handbook for NISP Contractors - Reporting - Reporting Requirements ID 32 CFR Ref: Question: YES NO N/A How Implemented/Notes: How Implemented/Notes: How Implemented/Notes: How Implemented/Notes: Jun handbook for NISP Contractors - Reporting - Reporting Requirements ID 32 CFR Ref: Question: YES NO N/A How Implemented/Notes: How Implemented/Notes: How Implemented/Notes: How Implemented/Notes: Jun handbook for NISP Contractors Section Reporting RequirementsSection Reporting Requirements ID 32 CFR Ref: Question: YES NO N/A How Implemented/Notes: How Implemented/Notes: How Implemented/Notes: How Implemented/Notes: Jun handbook for NISP Contractors - Reporting - Reporting Requirements ID 32 CFR Ref: Question: YES NO N/A How Implemented/Notes: How Implemented/Notes: How Implemented/Notes: Jun handbook for NISP Contractors Section - Entity eligibility determination for Total Items: Answered: Yes No NA Not Answered - Entity eligibility determination for Jun 2021 Self- inSpection handbook for NISP Contractors Sec - Entity eligibility determination for - Entity eligibility determination for ID 32 CFR Ref: Question: YES NO N/A How Implemented/Notes: How Implemented/Notes: How Implemented/Notes: How Implemented/Notes: handbook for NISP Contractors Sec - Entity eligibility determination for - Entity eligibility determination for ID 32 CFR Ref: Question: YES NO N/A How Implemented/Notes: How Implemented/Notes: handbook for NISP Contractors Section - (Contractor) eligibility for access to Total Items: Answered.

3 Yes No NA Not Answered - (Contractor) eligibility for access to Jun 2021 Self- inSpection handbook for NISP Contractors Sec - Determination of eligibility for - Determination of eligibility for ID 32 CFR Ref: Question: YES NO N/A How Implemented/Notes: How Implemented/Notes: How Implemented/Notes: How Implemented/Notes: Jun handbook for NISP Contractors Sec - Determination of eligibility for - Determination of eligibility for ID 32 CFR Ref: Question: YES NO N/A How Implemented/Notes: How Implemented/Notes: How Implemented/Notes: How Implemented/Notes: Jun handbook for NISP Contractors Sec - Determination of eligibility for - Determination of eligibility for ID 32 CFR Ref: Question: YES NO N/A How Implemented/Notes: How Implemented/Notes: How Implemented/Notes: Jun handbook for NISP Contractors Section - )oreign 2 ZnersKiS &ontrol or ,nflXence )2&, Total Items: Answered: Yes No NA Not Answered - )oreign 2 ZnersKiS &ontrol or ,nflXence )2&, Jun 2021 Self- inSpection handbook for NISP Contractors Sec - Foreign Ownership, Control, or Influence (FOCI)Sec - Foreign Ownership, Control, or Influence (FOCI) ID 32 CFR Ref: Question: YES NO N/A How Implemented/Notes: How Implemented/Notes: How Implemented/Notes: How Implemented/Notes: Jun handbook for NISP Contractors Sec - Foreign Ownership, Control, or Influence (FOCI)Sec - Foreign Ownership, Control, or Influence (FOCI) ID 32 CFR Ref: Question: YES NO N/A How Implemented/Notes: How Implemented/Notes: How Implemented/Notes: How Implemented/Notes: Jun handbook for NISP Contractors Section - Security training and briefings Total Items: Answered.

4 Yes No NA Not Answered - Security training and briefings Jun 2021 Self- inSpection handbook for NISP Contractors Sec - Security training and briefingsSec - Security training and briefings ID 32 CFR Ref: Question: YES NO N/A How Implemented/Notes: How Implemented/Notes: How Implemented/Notes: How Implemented/Notes: Jun handbook for NISP Contractors Sec - Security training and briefingsSec - Security training and briefings ID 32 CFR Ref: Question: YES NO N/A How Implemented/Notes: How Implemented/Notes: How Implemented/Notes: How Implemented/Notes: Jun handbook for NISP Contractors Sec - Security training and briefingsSec - Security training and briefings ID 32 CFR Ref: Question: YES NO N/A How Implemented/Notes: How Implemented/Notes: Jun handbook for NISP Contractors Section - Classification Total Items: Answered: Yes No NA Not Answered - Classification Jun 2021 Self- inSpection handbook for NISP Contractors Section - ClassificationSection - Classification ID 32 CFR Ref: Question: YES NO N/A How Implemented/Notes: How Implemented/Notes: How Implemented/Notes: How Implemented/Notes: Jun - Self- inSpection handbook for NISP Contractors Section - ClassificationSection - Classification ID 32 CFR Ref: Question: YES NO N/A How Implemented/Notes: How Implemented/Notes: How Implemented/Notes: Jun handbook for NISP Contractors Section - Visits and meetings Total Items: Answered: Yes No NA Not Answered - Visits and meetings Jun 2021 Self- inSpection handbook for NISP Contractors Section - Visits and meetingsSection - Visits and meetings ID 32 CFR Ref: Question: YES NO N/A How Implemented/Notes: How Implemented/Notes: How Implemented/Notes: How Implemented/Notes.

5 Jun Self- inSpection handbook for NISP Contractors Section - Visits and meetingsSection - Visits and meetings ID 32 CFR Ref: Question: YES NO N/A How Implemented/Notes: How Implemented/Notes: How Implemented/Notes: How Implemented/Notes: Jun handbook for NISP Contractors Section - Visits and meetingsSection - Visits and meetings ID 32 CFR Ref: Question: YES NO N/A How Implemented/Notes: How Implemented/Notes: How Implemented/Notes: How Implemented/Notes: Jun handbook for NISP Contractors Section - Visits and meetingsSection - Visits and meetings ID 32 CFR Ref: Question: YES NO N/A How Implemented/Notes: How Implemented/Notes: Jun handbook for NISP ContractorsApp 1 - 1 Self- inSpection handbook for NISP Contractors App 1 - 2 Self- inSpection handbook for NISP Contractors App 1 - 3 Self- inSpection handbook for NISP Contractors Self- inSpection handbook for NISP Contractors