SMIFS Capital Markets Ltd

1 SMIFS Capital Markets LtdRegd. Office: "Vaibhav" (4F), 4, Lee Road, Kolkata - 700 020 UNAUDITED FINANCIAL RESULTS FOR THE QUARTER ENDED 30TH SEPTEMBER, 2013(` In Lakhs) monthsPrevious 3 Corresponding 3 Year to date Year to date Previousendedmonthsmonths ended infigures for Currentfigures for previousaccounting year endedthe previous yearperiod ended period ended ended (Unaudited)(Unaudited)(Unaudited)(Unaudi ted)(Unaudited)(Audited)1a)Net Sales/Income from , , ) Other operating ( )( )( ) , , ) Cost of materials consumed------b) Purchases of stock - in - , , ) (Increase) / decrease in stock in ) Employee benefits ) Depreciation and amortisation ) Other , , (Loss) from operations before other Income, finance costand exceptional Item (1-2)( ) ( )( )( ) (Loss)

2 From ordinary activities before finance costs ( ) ( ) item (3+4)6 Finance (Loss) from ordinary activities after finance cost but ( ) ( ) exceptional item (5-6)8 Exceptional Item------9 Profit(+)/Loss(-) from ordinary activities before tax (7+8) ( ) ( ) expense - - Short- (Excess) Provision for Earlier - Securities Transaction - MAT Credit Entitlement( )--( )-( ) - Deferred Profit(+)/Loss(-) from Ordinary Activities after tax (9-10) ( ) ( ) Item (net of tax expenses)------13 Net Profit(+)/Loss(-) for the period (11-12) ( ) ( ) Equity Share Capital (Face Value per share) excluding Revaluation Reserves9, , Per Share (EPS) (not to be annualised) a) Basic & Diluted EPS before extraordinary ( ) ( ) b) Basic & Diluted EPS after extraordinary ( ) ( ) shareholding - Number of Shares2,877,9492,877,9493,237,8002,877,9 493,237,8002,965,351 - Percentage of and promoter group shareholdinga) Pledged/Encumbered - Number of sharesNilNilNilNilNilNil - Percentage of shares(as a % of total shareholding of promoter and NilNilNilNilNilNilSMIFS Capital Markets LtdRegd.

3 Office: "Vaibhav" (4F), 4, Lee Road, Kolkata - 700 020 promoter group) - Percentage of shares (as a % of the total share Capital of the Company)NilNilNilNilNilNilb) Non-encumbered - Number of Shares2,707,0512,707,0512,347,2002,707,0 512,347,2002,619,649 - Percentage of shares(as a % of total shareholding of promoter and 100%100%100%100%100%100% promoter group) - Percentage of shares (as a % of the total share Capital of the Company) ComplaintsThree Monthsended at the beginning of the quarter-Received during the quarter-Disposed off during the quarter-Remaining unresolved at the end of the quarter-Particulars3 monthsPrevious 3 Corresponding 3 Year to date Year to date Previousendedmonthsmonths ended infigures for Currentfigures for previousaccounting year endedthe previous yearperiod ended period ended ended (Unaudited)(Unaudited)(Unaudited)(Unaudi ted)(Unaudited)(Audited)1 Segment Revenuea) Capital Market , , ) Investment Banking ) Real Estate , ) , , : Inter Segment Revenue------Net Sales / Income from , , Results Profit / (Loss) before tax & interest from each segmenta) Capital Market ) Investment Banking ) Real Estate ).

4 I) ii) Other un-allocable expenditure net of un-allocable Profit before ( ) ( ) Employed (Segment Assets - Segment Liabilities)(Refer Note No. 3)Notes :1 The above unaudited results for the quarter ended 30th September,2013 have been reviewed by the Audit Committee and taken on record by the Board of Directors at their meeting held on 30th October 2013. The Statutory Auditors of the Company have carried out a Limited Review of the above unaudited financial for Current Tax will be done at the end of the Assets used in the Company's operations or liabilities contracted have not been identified to any of the reportable segments, as the fixed assets are used interchangeably between segments. The Companybelieves that it is currently not practicable to provide segment disclosures relating to total assets and liabilities since a meaningful segregation of data is not period's figures have been re-arranged / re-grouped wherever of Assets & Liabilities` in LakhsSMIFS Capital Markets LtdRegd.

5 Office: "Vaibhav" (4F), 4, Lee Road, Kolkata - 700 020 ParticularsAs at 30thSeptember, 2013 UnauditedAs at 31 March,2013 AuditedA. EQUITY AND LIABILITIES(1) Shareholders' Funds(a) Share (b) Reserves and Surplus10, , Sub-total- Shareholders' funds10, , (2) Non-Current Liabilities(a) Long-Term (b) Other Long Term (c) Long Term Sub-total- Non-current (3) Current Liabilities(a) Trade (b) Other Current (c) Short-Term Sub-total- Current Equity & Liabilities10, , (1) Non-Current Assets(a) Fixed Assets (i) Gross Block2, , (ii) Depreciation 1, , (iii) Less: Lease Terminal Adjustment (iv) Net (b) Non-current investments1, , (c) Deferred tax assets (net) (d) Long term loans and advances3, , (e) Other non-current assets1, , Sub-total- Non-current assets8, , (2) Current Assets(a) Inventories1, , (b) Trade (c) Cash and cash (d) Short-term loans and (e) Other current Sub-total- Current assets1, , Assets10, , Place : KolkataFor SMIFS Capital Markets LtdSMIFS Capital Markets LtdRegd.

6 Office: "Vaibhav" (4F), 4, Lee Road, Kolkata - 700 020 Date : ShahManaging Director