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The Chief Compliance Officer vs the General Counsel
viously served as a compliance officer and in-house counsel. He is a member of the Advisory Board for Compliance & Ethics. B oth the chief compliance offi-cer (CCO) and the general counsel (GC) or chief legal officer perform crucial and related com-pliance functions for their organization, whether it is a public, private, or not-for-profit entity.
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7 Elements of an Effective Compliance & Ethics Program
assets.corporatecompliance.orgprogram. Use them as a road map to establishing and maintaining compliance and ethics at your organization. Standards of conduct, policies, and procedures Put these policies in writing and use them as the foundation for your entire program. Compliance officer and committee Delegate an individual or group with operational responsibility,
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assets.corporatecompliance.orgAbout this handbook This handbook provides information you will need to apply, prepare for, and take the CCEP exam. It includes eligibility requirements, frequently asked questions, exam content and outline, exam policies and procedures, and Exam Application information. The handbook also includes information on how to
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United States Jurisdiction Abroad
assets.corporatecompliance.org¾ Foreign Corrupt Practices Act (Dealing with bribery) ¾ Export Administration Act of 1979 (Dealing with boycotts) ¾ Iranian Assets Control Regulations (Dealing with the response to the hostage crisis) ¾ Civil Rights Act, the National environmental Policy Act, and drug enforcement laws. Page 2 Asserting Jurisdiction Abroad The United States ...
Guide to Conducting Workplace Investigations
assets.corporatecompliance.orgGuide to Conducting Workplace Investigations . Many companies, in addition to codes of ethics and conduct, have found it necessary to create investigation guidelines to assist employees from various corporate backgrounds – law, human resources, audit, finance, etc. – to conduct workplace investigations.
Intellectual Property and Compliance
assets.corporatecompliance.orgSociety of Corporate Compliance and Ethics 6500 Barrie Road, Suite 250, Minneapolis, MN 55435, United States www.corporatecompliance.org | +1 952 933 4977 or 888 277 4977 Intellectual Property and Compliance Richard S. Gruner Professor of Law Director, Center for Intellectual Property Law John Marshall Law School
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