Securities and exchange commission
Found 29 free book(s)UNITED STATES SECURITIES AND EXCHANGE COMMISSION
ttengines.comunited states securities and exchange commission washington d.c. 20549 form 10-k [x] annual report pursuant to section 13 or 15(d) of the securities exchange act of 1934 for the fiscal year ended august 31, 2018 [ ] transition report pursuant to section 13 or 15(d) of the securities exchange act of 1934
UNITED STATES SECURITIES AND EXCHANGE COMMISSION …
www.ibm.comsecurities and exchange commission washington, dc 20549 form 10 - q quarterly report pursuant to section 13 or 15(d) of the securities exchange act of 1934 for the quarter ended september 30, 2018 1-2360 (commission file number) international business machines corporation
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
www.broadwayfederalbank.comUNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
UNITED STATES SECURITIES AND EXCHANGE COMMISSION ...
hollysys.investorroom.comJun 30, 2018 · 1 united states securities and exchange commission washington, d.c. 20549 form 20-f (mark one) registration statement pursuant to section 12(b) or (g)of the securities exchange act of 1934
About the Securities and Exchange Commission
www.seczambia.org.zmobtain an appropriate licence from the Securities and Exchange Commission [SEC]. SEC, established under the said Act as the regulator and supervisor of the capital markets and securities industry in Zambia, is the licensing authority for capital markets and securities businesses
UNITED STATES SECURITIES AND EXCHANGE COMMISSION …
www.ibm.comunited states securities and exchange commission washington, dc 20549 form 10 - q quarterly report pursuant to section 13 or 15(d) of the securities exchange act of 1934
UNITED STATES OF AMERICA SECURITIES AND EXCHANGE ...
cipperman.comThe Securities and Exchange Commission (“Commission”) deems it appropriate and in the public interest that public administrative and cease-and-desist proceedings be, and hereby are, instituted pursuant to Section 8A of the Securities Act of 1933 (“Securities Act”) and Sections
UNITED STATES SECURITIES AND EXCHANGE COMMISSION ...
fintools.comTable of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 1O-K (Mark One) For the fiscal year ended December 31, 2009
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
www.westpac.com.au(for the purpose of filing with the United States Securities and Exchange Commission) Form 20-F cross-reference index 20-F item number and description Page
YOUR BENEFIT PLAN US Securities and Exchange Commission
secselect.ltcpartners.comUS Securities and Exchange Commission . Metropolitan Life Insurance Company 200 Park Avenue, New York, New York 10166 . CERTIFICATE OF INSURANCE Metropolitan Life Insurance Company (“MetLife”), a stock company, certifies that You are insured for the
SUPREME COURT OF THE UNITED STATES
www.supremecourt.govThe Securities and Exchange Commission (SEC or Commission) has statutory authority to enforce the nation’s securities laws. One way it can do so is by instituting an administrative proceeding against an alleged wrongdoer. Typically, the Commission delegates the task of
UNITED STATES SECURITIES AND EXCHANGE COMMISSION ...
www.willislease.comMay 18, 2011 · amended (the “Exchange Act”), or incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as expressly set forth by specific reference in such a filing.
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
www.phihelico.comSecurities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to …
SECURITIES & EXCHANGE COMMISSION
associated-capital-group.comGCIA is an investment adviser registered with the Securities and Exchange Commission under the Investment Advisers Act of 1940, as amended. We provide our institutional research and underwriting services through G.research, LLC (“G.research”), an indirect
SECURITIES AND EXCHANGE COMMISSION Form 10-Q
www.unitcorp.comSECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q [x] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2018 OR [ ] TRANSITION REPORT PURSUANT TO …
Securities and Exchange Commission - GPO
www.gpo.govSecurities and Exchange Commission, 100 F Street NE., Washington, DC 20549. SUPPLEMENTARY INFORMATION: We are proposing to rescind Industry Guide 7 1 under the Securities Act 2 and the Exchange Act,3 amend section 102 of Regulation S–K,4 add new exhibit (96) to Item 601 of Regulation S–K,5 add new
SECURITIES AND EXCHANGE COMMISSION - s21.q4cdn.com
s21.q4cdn.comsecurities and exchange commission washington, d.c. 20549 form 10-q x quarterly report pursuant to section 13 or 15(d) of the securities exchange act of 1934 for the quarterly period ended july 1, 2018 or transition report pursuant to section 13
Securities and Exchange Commission - GPO
www.gpo.govVol. 79 Wednesday, No. 185 September 24, 2014 Part II Securities and Exchange Commission 17 CFR Parts 229, 230, 232, et al. Asset-Backed Securities Disclosure and Registration; Final Rule
SECURITIES AND EXCHANGE COMMISSION
d18rn0p25nwr6d.cloudfront.netReport on Form 10-K and elsewhere in the Company’s publicly available reports filed with the Securities and Exchange Commission (“SEC”), which contain a discussion of various factors that may affect the Company’s business or financial results.
Securities and Exchange Commission §240.15c2–12
www.foley.com343 Securities and Exchange Commission §240.15c2–12 each of at least 12 days within the pre-vious 30 calendar days, with no more than 4 business days in succession
SECURITIES AND EXCHANGE COMMISSION - NYSE
www.nyse.comthe Securities Exchange Act of 1934 (“Exchange Act”)1 and Rule 19b-4 thereunder,2 a proposed rule change to amend the NYSE Listed Company Manual (the “Manual”) to require listed companies to provide notice to the Exchange at least ten minutes before making any public
SECURITIES AND EXCHANGE COMMISSION - petron.com
www.petron.comregistered with the Philippine Securities and Exchange Commission (SEC) on December 2 On 2, 1966. September 13, 2013, the SEC approved the extension of the corporate term of Petron until December 22, 2066. Top Frontier Investment Holdings, Inc. (Top Frontier) is the Parent Company of …
SECURITIES AND EXCHANGE COMMISSION - petron.com
www.petron.comRepublic of the Philippines and was registered with the Philippine Securities and Exchange Commission (SEC) on December 22, 1966. On September 13, 2013, the SEC approved the extension of the corporate term of Petron until December 22, 2066. Top Frontier Investment
Securities and Exchange Commission
www.sba.gov3. will provide training for the . U.S. Securities and Exchange Commission . contracting officers and small business specialists, on the SBA's 8(a) BD
SECURITIES AND EXCHANGE COMMISSION - itw.com
www.itw.comunited states securities and exchange commission washington, d.c. 20549 form sd specialized disclosure report _____ illinois tool works inc.
SECURITIES AND EXCHANGE COMMISSION - dtcc.com
www.dtcc.comSecurities Exchange Act of 1934 (“Exchange Act”)1 and Rule 19b-4 thereunder.2 The Proposed Rule Change was published for comment in the Federal Register on February 1, 2018. 3 The Commission received eight comments on the proposal. 4 On March 14, 2018,
SECURITIES AND EXCHANGE COMMISSION,
www.courthousenews.comExchange Act, 15 U.S.C. § 78o(b)(6)(B), by, without the consent of the Commission, willfully becoming or associating with a broker or dealer in contravention of a Commission order that bars Goldman from acting as or associating with a broker or dealer.
SECURITIES AND EXCHANGE COMMISSION - NYSE
www.nyse.comReservation of Securities Symbols Submitted by the Chicago Stock Exchange, Inc., The Nasdaq Stock Market, Inc., National Association of Securities Dealers, Inc. (n/k/a Financial Industry
SECURITIES AND EXCHANGE COMMISSION - TSMC
www.tsmc.comSecurities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to …