Search results with tag "Exchange commission"
SECURITIES AND EXCHANGE COMMISSION 17 CFR PARTS …
www.sec.govSECURITIES AND EXCHANGE COMMISSION 17 CFR PARTS 211, 231 and 241 [Release Nos. 33-9106; 34-61469; FR-82] Commission Guidance Regarding Disclosure Related to Climate Change AGENCY: Securities and Exchange Commission. ACTION: Interpretation. SUMMARY: The Securities and Exchange Commission (“SEC” or “Commission”) is
SECURITIES AND EXCHANGE COMMISSION 17 CFR PARTS …
www.sec.govOct 03, 2011 · SECURITIES AND EXCHANGE COMMISSION . 17 CFR PARTS 240 and 249 . Release No. 34-64976; File No. S7-10-10 . RIN 3235-AK55 . Large Trader Reporting . AGENCY: Securities and Exchange Commission. ACTION: Final rule. SUMMARY: The Securities and Exchange Commission (“Commission”) is adopting new Rule 13h-1 and Form 13H under …
SECURITIES AND EXCHANGE COMMISSION RULES AND …
sec.gov.ng204. Records to be maintained by Securities exchange members, etc. 205. Records to be preserved by certain Securities Exchange members, etc. 206. Filing of reports 207. Nature and form of reports. 208. Use of statements filed with the Commission and the Securities exchange. 209. Extension of time for filing reports. E3. Capital Trade Points 210.
SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts …
www.sec.govSECURITIES AND EXCHANGE COMMISSION . 17 CFR Parts 210, 229, 230, 239, 240, and 249 [Release No. 33-10890; 34-90459; IC-34100; File No. S7-01-20] RIN 3235-AM48 . Management’s Discussion and Analysis, Selected Financial Data, and Supplementary Financial Information . AGENCY: Securities and Exchange Commission. ACTION: Final rule. SUMMARY:
SECURITIES AND EXCHANGE COMMISSION 17 CFR PART …
www.sec.govSecurities and Exchange Commission, 100 F Street, NE, Washington, DC 20549. SUPPLEMENTARY INFORMATION : The amendments to Rules 13a-15(c) 1 and 15d-15(c) 2 under the Securities Exchange Act of 1934 3 (the “Exchange Act”), which
SECURITIES AND EXCHANGE COMMISSION 17 CFR PARTS …
www.sec.govSECURITIES AND EXCHANGE COMMISSION 17 CFR PARTS 240 and 249b [Release No. 34-67716; File No. S7-40-10] RIN 3235-AK84 . CONFLICT MINERALS . AGENCY: Securities and Exchange Commission.
SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts …
www.sec.govExchange Commission, 100 F Street, NE, Washington, DC 20549. SUPPLEMENTARY INFORMATION: The Commission is amending 17 CFR 229.404 (“Item 404 of Regulation S-K”) under the Securities Act of 1933 (“Securities Act”) 1 and the
UNITED STATES SECURITIES AND EXCHANGE COMMISSION …
ir.homedepot.comUNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended January 31, 2021 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES …
SECURITIES & EXCHANGE COMMISSION
associated-capital-group.comGCIA is an investment adviser registered with the Securities and Exchange Commission under the Investment Advisers Act of 1940, as amended. We provide our institutional research and underwriting services through G.research, LLC (“G.research”), an indirect
SECURITIES AND EXCHANGE COMMISSION RIN 3235-AM35 …
www.sec.govThe Commission is also adopting amendments to rules 17 CFR 240.17a-3 and 17 CFR 240.17a-4 to establish new record-making and recordkeeping requirements for broker-dealers with respect to certain information collected from or provided to retail customers.
Conformed to Federal Register version - SEC.gov | HOME
www.sec.govCommission. For general questions about this release, contact the Office of the Chief Counsel at (202) 551-3500 in the Division of Corporation Finance, U.S. Securities and Exchange Commission, 100 F Street NE, Washington, DC 20549. SUPPLEMENTARY INFORMATION: I. Introduction . A. Cybersecurity
UNITED STATES OMB APPROVAL SECURITIES AND …
www.sec.govUNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 _____ (Exact name of Registrant as specified in its charter)
Trump’s Trump Media and Technology Group,
www.warren.senate.govNov 17, 2021 · as early as May 2021, while omitting this information in U.S. Securities and Exchange Commission (SEC) filing and other public statements. I have been concerned for some time about the misaligned incentives underlying SPAC deals,2 which are often structured to exploit retail investors to the benefit of large institutional investors
ARRC Releases LIBOR Transition Progress Report and ...
www.newyorkfed.orgDec 16, 2021 · U.S. Department of Housing and Urban Development, the U.S. Securities and Exchange Commission, and the U.S. Treasury Department. It was initially convened in 2014 to identify risk-free alternative reference rates for USD LIBOR, identify best practices for contract robustness, and create an implementation plan
SUPPLIER CERTIFICATION OF COMPLIANCE WITH …
www.iatricmfg.comSUPPLIER CERTIFICATION OF COMPLIANCE WITH THE U.S. CONFLICT MINERALS LAW (DODD-FRANK ACT) US Conflict Minerals Law (Securities and Exchange Commission, 17 CFR Parts 240 and 249b, Release No. 34-
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