Search results with tag "Securities exchange act"
UNITED STATES SECURITIES AND EXCHANGE COMMISSION ...
www.berkshirehathaway.comunited states securities and exchange commission washington, d.c. 20549 form 10-k annual report pursuant to section 13 or 15(d) of the securities exchange act of 1934
New Jersey Uniform Securities Law
www.njconsumeraffairs.govSecurities and Exchange Commission in Rule 15c3-1, 17 C.F.R. s.240.15c3-1, made pursuant to the "Securities Exchange Act of 1934," prescribing a minimum permissible ratio of aggregate indebtedness to net capital as such formula presently exists or as it may hereafter be amended;
Securities Exchange Act of 1934 - NYSE
www.nyse.comTrading by Members of Exchanges, Brokers, and Dealers. Sec. 11A. National Market System for Securities; Securities Information Processors. ... Liability to Contemporaneous Traders for Insider Trading. Sec. 21. Investigations; Injunctions and Prosecution of Offenses. ... Effect on Existing Law. Sec. 29. Validity of Contracts. Sec. 30. Foreign ...