Transcription of Appendix C - IIA
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B-1 Executive Leadership & Operating ManagementC-1 Chief Audit ExecutiveC-3 IA StaffB-2 IA StaffC-2 Board Members, Senior & Operating ManagementC-4 External Auditors & Other Assurance ProvidersBackground Information and Document Request ChecklistEvaluation SummaryQuality Assessment ReportA1D1IA GovernanceIA StaffIA ManagementIA ProcessA2D2A4D4A3D3 Background Information on the internal audit (IA) Request Checklist cross-referenced to planning/program process flow: IA Governance, IA Staff, IA Management, and IA designed for each segment. Assessors document their conclusions regarding conformance with mandatory guidance here. Evaluation Summary provides a record of ratings determined within the programs by assessors. Quality Assessment Report formatted to meet the needs of key Guides designed for each segment.
instructiOns fOr using the interview guides During the planning stage, the organization provides an organization chart from which the assessor selects individuals to interview. The organization then schedules the interviews.
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